Pennsylvania
Pennsylvania Medical Records Retention Laws (2026 Guide)
Independently fact-checked against primary sources (last audited August 18, 2026). · Reviewed by the RecordingLaw editorial team. · Law checked current as of August 18, 2026. · 16 primary sources cited on this page. How we verify our legal content

Pennsylvania requires medical doctors to retain medical records for at least 7 years from the date of last service, osteopathic physicians for at least 7 years from the last entry, and hospitals for 7 years from discharge, under 49 Pa. Code 16.95, 49 Pa. Code 25.213 and 28 Pa. Code 115.23. Records for minor patients receive extended protection under each of those rules.
Pennsylvania has clear rules governing how long doctors, hospitals, and other healthcare providers must retain your medical records. Whether you are a patient trying to access old records, a physician managing your practice files, or a healthcare administrator ensuring regulatory compliance, this guide covers the specific retention periods, federal overlaps, patient rights, destruction rules, and special circumstances that apply under Pennsylvania law.
Last verified: March 2026. This page reflects current Pennsylvania Code Titles 28 and 49, federal HIPAA guidance, and CMS requirements.
Pennsylvania Physician Medical Records Retention (49 Pa. Code 16.95)
The Pennsylvania State Board of Medicine sets the baseline retention requirement for physician-maintained medical records under 49 Pa. Code Section 16.95.

The 7-Year Rule for Physicians
Under 49 Pa. Code 16.95, a physician must retain a patient's medical record for a minimum of 7 years from the date of the last medical service for which a record entry is required. Chapter 16 is the State Board of Medicine's general-provisions chapter, so this rule applies to medical doctors (MDs) and the other practitioners that board licenses. Doctors of osteopathic medicine (DOs) are licensed by the separate Pennsylvania State Board of Osteopathic Medicine and are governed by 49 Pa. Code Chapter 25 instead, which sets a similar but not identical rule described below.
The regulation also requires that records "accurately, legibly and completely reflect the evaluation and treatment of the patient." Each record entry must identify the patient, the person making the entry (if not the physician, such as a physician assistant or certified registered nurse practitioner), the date of the entry, and the patient's complaints and symptoms.
Records for Minor Patients
For patients who are minors, Pennsylvania law extends the retention requirement. A physician must keep a minor's medical record until 1 year after the minor reaches the age of majority (age 18 in Pennsylvania). In practice, this means records for a minor patient must be kept until the patient turns 19. If the standard 7-year period from the last service would result in a longer retention period, the physician must keep the record for that longer period instead.
For example, if a 16-year-old patient has their last visit in 2026, the minor rule reaches 2029 (the year that patient turns 19) while the 7-year rule reaches 2033, so the physician keeps the record until 2033. If a 10-year-old patient's last visit is in 2026, the 7-year rule still reaches only 2033, but the minor rule now reaches 2035 (the year that patient turns 19), so the physician keeps the record until 2035.
The key principle: whichever period is longer controls.
What Must Be in the Record
Under 49 Pa. Code 16.95, a physician's medical record must contain:
- Patient identification information
- Chief complaints and symptoms
- Diagnoses and impressions
- Examination findings
- All laboratory and imaging reports
- Details of treatments, procedures, and medications prescribed
- The identity and signature of the person making each entry
- The date of each entry
Records do not need to be stored in a single location. If a physician maintains records at multiple offices or through a health system, the records collectively satisfy the requirement as long as they are accessible.
Osteopathic Physicians (49 Pa. Code 25.213)
Doctors of osteopathic medicine are not covered by 49 Pa. Code 16.95. They are licensed by the Pennsylvania State Board of Osteopathic Medicine, and their record-keeping rule is 49 Pa. Code Section 25.213.
Subsection (b) of that rule provides that "a patient's medical record shall be retained for at least 7 years from the last entry." For minors, it provides that "the medical record shall be retained until 2 years after the patient's 18th birthday or 7 years from the last entry, whichever is later."
The adult baseline is the same 7 years, but two details differ from the Board of Medicine rule. The osteopathic clock runs from the last entry in the record rather than from the date of the last medical service, and a DO must keep a minor's record until age 20, a year longer than the age-19 floor that applies to an MD.
Hospital Medical Records Retention (28 Pa. Code 115.23)
Hospitals in Pennsylvania follow a separate but related set of regulations under 28 Pa. Code Chapter 115, which governs medical record services for licensed hospitals.
The 7-Year Rule for Hospitals
Under 28 Pa. Code Section 115.23, hospitals must keep medical records (whether original documents, reproductions, or microfilm) for a minimum of 7 years following the discharge of a patient.
This mirrors the physician retention period, but the clock starts differently. For physicians, the 7 years runs from the date of the last service. For hospitals, it runs from the date of discharge.
Hospital Records for Minors
The hospital rule for minors is more protective than the physician rule. Under 28 Pa. Code 115.23, if the patient is a minor, the hospital must retain the record until the patient reaches the age of majority (18), and then for 7 more years, or for as long as adult patient records are maintained, whichever is longer.
This means a hospital must keep a minor's record until the patient turns 25 (age 18 plus 7 years). Compare this to the physician rule, which only requires retention until age 19 (one year past majority). The hospital standard provides significantly more protection for pediatric patients.
| Provider Type | Adult Retention Period | Minor Retention Period | Authority |
|---|---|---|---|
| Medical doctors (MDs) | 7 years from last service | Until age 19 (1 year past majority) | 49 Pa. Code 16.95 |
| Osteopathic physicians (DOs) | 7 years from last entry | Until age 20 (2 years past 18th birthday) | 49 Pa. Code 25.213 |
| Hospitals | 7 years from discharge | Until age 25 (majority + 7 years) | 28 Pa. Code 115.23 |
| Ambulatory surgical facilities | 7 years from discharge | Until age 25 (majority + 7 years) | 28 Pa. Code 563.6 |
| Long-term care nursing facilities | No period stated in 28 Pa. Code 211.5 | No minors rule in 28 Pa. Code 211.5 | 28 Pa. Code 211.5 |
Ambulatory Surgical Facilities and Other Providers
Ambulatory surgical facilities (ASFs) in Pennsylvania follow retention rules under 28 Pa. Code Section 563.6. The requirements match the hospital standard: 7 years after discharge for adults, and until age 25 for minors.
ASFs must also maintain a written policy regarding the retention of records. This written policy requirement applies to the facility itself, meaning administrators should have a documented retention schedule that staff can reference.
Long-term care nursing facilities fall under 28 Pa. Code Section 211.5, which requires records of discharged residents to be completed within 30 days of discharge and requires a facility that closes to have a plan for the storage of resident records. That section does not state a retention period in years, and it contains no separate rule for the records of minors. A nursing facility should not assume the hospital figures carry over to it; the period that governs a given nursing facility comes from the federal conditions of participation it operates under and from its own written retention policy, which is worth confirming with counsel rather than inferring from Chapter 115.
Federal Requirements: HIPAA and CMS
HIPAA Does Not Set a Retention Period
One of the most common misconceptions is that HIPAA requires providers to keep medical records for a specific number of years. It does not.
According to the U.S. Department of Health and Human Services, the HIPAA Privacy Rule does not include medical record retention requirements. State laws govern how long medical records must be retained.
What HIPAA does require is that covered entities retain HIPAA-related administrative documentation for 6 years. This includes privacy policies, procedures, notices of privacy practices, training records, business associate agreements, and complaint records, under 45 CFR 164.530(j). This 6-year requirement applies to compliance paperwork, not to patient charts.
HIPAA also requires that covered entities apply appropriate administrative, technical, and physical safeguards to protect the privacy of medical records for whatever period those records are maintained. So while HIPAA does not dictate how long to keep records, it does dictate how to protect them for as long as they exist.
CMS and Medicare Requirements
The Centers for Medicare and Medicaid Services (CMS) sets additional federal requirements for providers who participate in Medicare or Medicaid programs.
Under 42 CFR 424.516(f), a Medicare provider or supplier must keep documentation "relating to written orders, certifications, referrals, prescriptions, and requests for payments for Part A or B services, items or drugs" for 7 years from the date of service, and must give CMS or a Medicare contractor access to it on request. The same 7-year duty falls on the physician or other eligible professional who wrote the order. Read that scope carefully: the rule reaches ordering, certifying, and referring paperwork, not the entire patient chart.
Hospitals participating in Medicare must retain medical records "in their original or legally reproduced form for a period of at least 5 years" under 42 CFR 482.24(b)(1). That regulation sets a 5-year floor without tying the clock to the date of discharge.
Failure to maintain records as required can result in revocation of Medicare enrollment under 42 CFR 424.535(a)(10).
Which Law Controls?
The stricter requirement always applies, and the two layers cover different material. For a Pennsylvania physician participating in Medicare, 49 Pa. Code 16.95 (or 49 Pa. Code 25.213 for a DO) governs the patient chart itself, while 42 CFR 424.516(f) separately requires 7 years of retention for the ordering and certification documentation behind Part A and Part B claims. Both run 7 years, so a physician who keeps the complete chart for 7 years satisfies each. If a federal program required a longer period, the provider would have to follow the longer federal requirement.
For hospitals, Pennsylvania requires 7 years measured from discharge, while 42 CFR 482.24(b)(1) sets a 5-year floor with no stated trigger date. The Pennsylvania period is the longer of the two, so the state rule is the one that sets the hospital's retention schedule.
Patient Access to Medical Records in Pennsylvania
Pennsylvania patients have rights to access their medical records under both state and federal law.
State Law: 42 Pa.C.S. Section 6155
Under 42 Pa.C.S. Section 6155, patients in Pennsylvania have the right to obtain copies of their medical records from any healthcare provider. Providers can charge reasonable fees for producing copies.
The Pennsylvania Department of Health publishes updated fee schedules annually. As of January 1, 2026, the maximum allowable charges are:
| Fee Category | Amount |
|---|---|
| Pages 1 through 20 | $2.00 per page |
| Pages 21 through 60 | $1.48 per page |
| Pages 61 and beyond | $0.52 per page |
| Microfilm copies | $2.95 per page |
| Search and retrieval fee | $29.61 |
| Flat fee (Social Security/needs-based programs) | $37.52 |
| Flat fee (district attorney requests) | $29.61 |
Providers cannot charge the search and retrieval fee when a patient requests their own records. Actual postage, shipping, and delivery costs may be added.
HIPAA Access Rights
Under HIPAA (45 CFR 164.524), patients have the right to inspect and obtain a copy of their protected health information (PHI) maintained in a designated record set. Providers must respond to a request within 30 days (with one 30-day extension if needed).
For records maintained electronically, patients can request copies in an electronic format. Providers may only charge labor costs for responding to the request and cannot include search and retrieval expenses for electronic copies. The patient also has the right to direct the provider to transmit an electronic copy directly to a third party.
Destruction of Medical Records in Pennsylvania
Once the retention period has passed, providers can destroy medical records. However, both Pennsylvania law and HIPAA impose requirements on how destruction must be handled.
Pennsylvania Notice Requirements
Under 28 Pa. Code 115.23 and 28 Pa. Code 563.6, before destroying medical records, hospitals and ambulatory surgical facilities must provide public notice to allow former patients or their representatives to claim their own records. This notice must appear in at least two forms:
- A legal notice in a newspaper of general circulation in the area
- A display advertisement in the same or another newspaper
This dual-notice requirement ensures that patients have a reasonable opportunity to retrieve their records before destruction occurs.
HIPAA Disposal Standards
According to HHS guidance on disposal of protected health information, covered entities must implement reasonable safeguards when disposing of PHI in any form.
Providers may not dispose of PHI in dumpsters, recycling bins, garbage cans, or other receptacles accessible to the public or unauthorized persons. Acceptable disposal methods include:
For paper records:
- Shredding
- Burning
- Pulping
- Using a licensed document destruction service
For electronic records:
- Clearing (overwriting media with non-sensitive data)
- Purging (degaussing or exposing media to a strong magnetic field)
- Physical destruction (disintegrating, pulverizing, melting, incinerating, or shredding the media)
Providers should document the destruction process and maintain a log of destroyed records, including patient identifiers, record dates, and the date and method of destruction.
Practice Closure and Records Transfer
When a physician retires, relocates, or closes a practice in Pennsylvania, specific obligations apply regarding patient records.
Physician Practice Closures
Under the general principles of 49 Pa. Code 16.95, or 49 Pa. Code 25.213 for an osteopathic physician, a physician closing a practice must still satisfy the 7-year retention requirement. The physician cannot simply abandon records when the practice closes. Options include:
- Transferring records to another physician or practice that agrees to maintain them
- Arranging for secure storage with a records management company
- Providing patients with reasonable notice and an opportunity to obtain copies before the practice closes
Abandoning medical records constitutes a violation of Board regulations and could lead to disciplinary action. The physician-patient relationship creates an obligation that outlasts the practice itself.
Hospital and Facility Closures
When a hospital or ambulatory surgical facility discontinues operations, Pennsylvania law under 28 Pa. Code 115.23 and 28 Pa. Code 563.6 requires the facility to:
- Notify the Pennsylvania Department of Health about where records will be stored
- Store records in a facility offering retrieval services for at least 5 years after the closure date
- Publish public notice (legal notice and display advertisement) before destroying any records, allowing former patients or their representatives to claim their own records
These requirements ensure that patients do not lose access to their medical history simply because a facility closes.
Special Categories of Records
Mental Health Records
Pennsylvania's Mental Health Procedures Act (Act 143 of 1976) and regulations under 55 Pa. Code Chapter 5100 impose additional confidentiality protections on mental health records. All documents concerning persons in treatment are kept confidential and cannot be released without the patient's written consent, except in limited circumstances (treatment providers, county administrators, or courts under specific legal proceedings).
The base retention period for mental health records follows the same state rules (7 years for physicians, 7 years post-discharge for hospitals and ambulatory surgical facilities), but the heightened confidentiality requirements make proper handling and destruction of these records especially important.
Substance Use Disorder Records
Under Pennsylvania's Drug and Alcohol Abuse Control Act, substance use disorder (SUD) treatment records carry strict confidentiality protections. These records cannot be released without the patient's consent except in narrow circumstances. Act 33 of 2022 updated Pennsylvania law to align state SUD confidentiality protections with federal requirements under HIPAA and 42 CFR Part 2.
Providers handling SUD records should ensure that their retention and destruction practices comply with both the state confidentiality law and federal 42 CFR Part 2 requirements.
Long-Term Care Facility Records
Nursing homes and long-term care facilities in Pennsylvania follow 28 Pa. Code Section 211.5, which requires records of discharged residents to be completed within 30 days of discharge. The information contained in a resident's record is privileged and confidential, and written consent of the resident or resident representative is required for release, except for authorized federal and state government representatives conducting official duties.
Consequences of Non-Compliance
Failing to properly retain or protect medical records in Pennsylvania can result in several types of consequences.

Licensing and Disciplinary Action
The Pennsylvania State Board of Medicine can take disciplinary action against medical doctors who fail to maintain medical records as required by 49 Pa. Code 16.95, and the State Board of Osteopathic Medicine can do the same to an osteopathic physician under 49 Pa. Code 25.213. This can include fines, license suspension, or license revocation.
For hospitals and facilities, the Pennsylvania Department of Health can take action through its licensure authority under Title 28. Altering medical records during a licensure survey to appear compliant constitutes fraud and can justify refusal to renew a facility's license.
Civil Liability
Inadequate record-keeping can expose providers to medical malpractice claims. If a provider cannot produce records to demonstrate the standard of care was met, courts may draw negative inferences. In medical malpractice litigation, the absence of records can be as damaging as the presence of records showing errors.
Federal Penalties
For providers enrolled in Medicare or Medicaid, failure to maintain records as required under CMS regulations can lead to revocation of enrollment under 42 CFR 424.535(a)(10). This effectively prevents the provider from billing federal healthcare programs.
HIPAA Enforcement
While HIPAA does not set retention periods, it does require proper safeguards for records as long as they are maintained, and proper disposal methods when records are destroyed. Violations of these requirements can result in civil monetary penalties that are adjusted annually for inflation under 45 CFR 160.404. As of the January 2026 inflation adjustment, per-violation penalties range from $145 (lowest culpability tier) up to $73,011 per violation (any tier), with a calendar-year cap of $2,190,294 for identical violations, enforced by the HHS Office for Civil Rights.
Frequently Asked Questions
How long do doctors in Pennsylvania have to keep medical records?
A medical doctor must keep medical records for at least 7 years from the date of the patient's last medical service, under 49 Pa. Code Section 16.95. An osteopathic physician follows 49 Pa. Code Section 25.213(b), which sets at least 7 years from the last entry in the record. For minor patients, an MD must retain the record until 1 year after the minor turns 18 (age 19) and a DO until 2 years after the 18th birthday (age 20). Whichever applicable period is longer controls.
How long do Pennsylvania hospitals keep patient records?
Pennsylvania hospitals must retain medical records for a minimum of 7 years after the patient is discharged, under 28 Pa. Code Section 115.23. For patients who were minors at the time of treatment, hospitals must keep the records until the patient reaches age 18, then for 7 more years (until age 25).
Does HIPAA require medical records to be kept for a specific period?
No. HIPAA does not set a retention period for patient medical records. The U.S. Department of Health and Human Services has confirmed that state laws, not HIPAA, govern how long medical records must be retained. HIPAA does require covered entities to retain HIPAA compliance documentation (privacy policies, training records, complaint records) for 6 years.
What happens to my medical records if my doctor's office or hospital closes in Pennsylvania?
When a hospital or facility closes in Pennsylvania, it must notify the Department of Health about where records will be stored. Records must be kept in a facility that offers retrieval services for at least 5 years after closure. Before destroying any records, the facility must publish public notice (a legal notice and a display advertisement in a local newspaper) so former patients can claim their records.
Can I get copies of my medical records in Pennsylvania, and what will it cost?
Yes. Under 42 Pa.C.S. Section 6155 and HIPAA, you have the right to obtain copies of your medical records. As of January 2026, Pennsylvania allows providers to charge up to $2.00 per page for the first 20 pages, $1.48 per page for pages 21 through 60, and $0.52 per page after that. Providers cannot charge a search and retrieval fee when you request your own records. For electronic records, providers may only charge labor costs.
Updates
Corrected the Pennsylvania retention rules: osteopathic physicians are licensed by the State Board of Osteopathic Medicine and follow 49 Pa. Code 25.213 (7 years from the last entry, and a minor's record until age 20), long-term care facilities no longer have a 7-year period or an age-25 minors rule attributed to 28 Pa. Code 211.5 because that section states neither, the worked minor-patient examples were recalculated, and the two federal CMS rules are now described with their actual text and scope.
Updated the HIPAA civil-penalty figures to the current 2026 inflation-adjusted amounts ($145-$73,011 per violation depending on tier, $2,190,294 calendar-year cap) and corrected a citation mismatch so the patient-access discussion cites and links 42 Pa.C.S. Section 6155 (Rights of Patients) instead of the unrelated subpoena provision, Section 6152.
Independently fact-checked against the cited primary sources; governing law re-checked for recent changes
Governing law re-checked for recent changes
Governing law re-checked for recent changes
Reviewed and approved by an editor
The Law Behind This Article
This article rests on the statutory provisions below, held in our own legal record and retrieved from the official source. Tap a section to read the operative text.
Pennsylvania Consolidated Statutes Title 42 (Judiciary and Judicial Procedure)
§ 6155Rights of patientsIn forcecited in 2 of our articles
(a) Protective order.--Any patient whose medical charts or records are copied and delivered pursuant to this subchapter, any person acting on such patient's behalf and the health care facility having custody of the charts or records shall have standing to apply to the court or other body before which the action or proceeding is pending for a protective order denying, restricting or otherwise limiting access to and use of the copies or original charts and records. (b) Rights to records generally.-- (1) A patient or his designee, including his attorney, shall have the right of access to his medical charts and records and to obtain photocopies of the same, without the use of a subpoena duces tecum, for his own use. A health care provider or facility shall not charge a patient or his designee, including his attorney, a fee in excess of the amounts set forth in section 6152(a)(2)(i) (relating to subpoena of records).
Official text (excerpt) · last checked 2026-07-29 · Read the full text in our law library · Verify at palegis.us
Cited in 10 court opinions in our collectionLatest citing opinion in our collection: 2025
Opinions citing this section in our collection:
- Buckman v. Verazin (Superior Court of Pennsylvania 2012, 54 A.3d 956)“…on account of personal injuries. These parties also cite 42 Pa.C.S. § 6155(a), which gives a “health care facility…”
- M. v. State Board of Medicine (Commonwealth Court of Pennsylvania 1999, 725 A.2d 1266)“…Board specifically cited Section 6155 of the Judicial Code, 42 Pa.C.S. 6155, which provides in relevant part: (a…”
- Wayne M. Chiurazzi Law Inc. v. MRO Corp. (Supreme Court of Pennsylvania 2014, 626 Pa. 303)“…section 6152(a)(2)(i) (relating to subpoena of records). 42 Pa.C.S. § 6155(b)(1). . In its Superior Court br…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
§ 6152Subpoena of recordsIn forcecited in 2 of our articles
(a) Election.-- (1) When a subpoena duces tecum is served upon any health care provider or an employee of any health care facility licensed under the laws of this Commonwealth, requiring the production of any medical charts or records at any action or proceeding, it shall be deemed a sufficient response to the subpoena if the health care provider or health care facility notifies the attorney for the party causing service of the subpoena, within three days of receipt of the subpoena, of the health care provider's or facility's election to proceed under this subchapter. However, when medical charts or records are requested by a district attorney or by an independent or executive agency of the Commonwealth, notice pursuant to this section shall not be deemed a sufficient response to the subpoena duces tecum. (2) (i) Except as provided in subparagraph (ii), the health care provider or facility or a designated agent shall be entitled to receive payment of the amounts under this subsection before producing the charts or records pursuant to a subpoena.
Official text (excerpt) · last checked 2026-07-29 · Read the full text in our law library · Verify at palegis.us
Cited in 11 court opinions in our collectionLatest citing opinion in our collection: 2025
Opinions citing this section in our collection:
- Liss & Marion, P.C. v. Recordex Acquisition Corp. (Supreme Court of Pennsylvania 2009, 603 Pa. 198)“…roviders or their designated agents can charge for copying. 42 Pa.C.S. § 6152. *205 Recordex Acquis…”
- Richardson v. Beard (Commonwealth Court of Pennsylvania 2008, 942 A.2d 911)“…s are charged in accordance with the Medical [RJecords Act, 42 Pa.C.S. § 6152, and are contained in (Attachment C).…”
- Wayne M. Chiurazzi Law Inc. v. MRO Corp. (Supreme Court of Pennsylvania 2014, 626 Pa. 303)“…abor Statistics of the United States Department of Labor. 42 Pa.C.S. § 6152(a)(1), (a)(2)(i) (emphasis added). Afte…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Code of Federal Regulations Title 42
§ 482.24Condition of participation: Medical record services.In forcecited in 52 of our articles
The hospital must have a medical record service that has administrative responsibility for medical records. A medical record must be maintained for every individual evaluated or treated in the hospital. (a) Standard: Organization and staffing. The organization of the medical record service must be appropriate to the scope and complexity of the services performed. The hospital must employ adequate personnel to ensure prompt completion, filing, and retrieval of records. (b) Standard: Form and retention of record. The hospital must maintain a medical record for each inpatient and outpatient. Medical records must be accurately written, promptly completed, properly filed and retained, and accessible. The hospital must use a system of author identification and record maintenance that ensures the integrity of the authentification and protects the security of all record entries. (1) Medical records must be retained in their original or legally reproduced form for a period of at least 5 years. (2) The hospital must have a system of coding and indexing medical records. The system must allow for timely retrieval by diagnosis and procedure, in order to support medical care evaluation studies.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 18 court opinions in our collectionLatest citing opinion in our collection: 2024
In the courts (editorial summary, independently checked):United States ex rel. Janssen v. Lawrence Memorial Hospital (2020) held the accurate medical record duty in 42 C.F.R. 482.24 is a generic regulatory requirement that does not establish False Claims Act materiality. United States Ex Rel. El-Amin v. George Washington University (2008) applied 482.24(c) to record completion evidence.
Opinions citing this section in our collection:
- United States ex rel. Janssen v. Lawrence Memorial Hospital (Court of Appeals for the Tenth Circuit 2020, 949 F.3d 533)✓A relator alleged the hospital falsified patient arrival times to raise its Medicare quality-program payments. The court held the general duty to keep accurate medical records under 42 C.F.R. 482.24 does not address those programs and cannot show False Claims Act materiality.
- United States Ex Rel. El-Amin v. George Washington University (District Court, District of Columbia 2008, 533 F. Supp. 2d 12)✓Nurse anesthetists claimed the hospital billed Medicare as though anesthesiologists performed whole procedures. Citing the 30-day rule in 42 C.F.R. 482.24(c)(2), the court excluded late-signing evidence, and excluded mass-signing evidence too though (c)(1) made it probative.
- NATIONAL ASS'N OF PSYCHIATRIC HEALTH SYSTEM v. Shalala (District Court, District of Columbia 2000, 120 F. Supp. 2d 33)“…to preexisting recordkeeping requirements, as specified in 42 C.F.R. § 482.24 . 7 . Proposed Rul…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: How Long Do Hospitals Keep Medical Records? (2026), How to Find Old Medical Records Online, Medical Records Retention Laws by State (2026 Guide)
§ 424.516Additional provider and supplier requirements for enrolling and maintaining active enrollment status in the Medicare program.In forcecited in 15 of our articles
(a) Certifying compliance. CMS enrolls and maintains an active enrollment status for a provider or supplier when that provider or supplier certifies that it meets, and continues to meet, and CMS verifies that it meets, and continues to meet, all of the following requirements: (1) Compliance with title XVIII of the Act and applicable Medicare regulations. (2) Compliance with Federal and State licensure, certification, and regulatory requirements, as required, based on the type of services or supplies the provider or supplier type will furnish and bill Medicare. (3) Not employing or contracting with individuals or entities that meet either of the following conditions: (i) Excluded from participation in any Federal health care programs, for the provision of items and services covered under the programs, in violation of section 1128A(a)(6) of the Act. (ii) Debarred by the General Services Administration (GSA) from any other Executive Branch procurement or nonprocurement programs or activities, in accordance with the Federal Acquisition and Streamlining Act of 1994, and with the HHS Common Rule at 45 CFR part 76.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 7 court opinions in our collectionLatest citing opinion in our collection: 2024
Opinions citing this section in our collection:
- United States Ex Rel. Westmoreland v. Amgen, Inc. (District Court, D. Massachusetts 2011, 812 F. Supp. 2d 39)“…recon *52 dition of payment can be found in 42 C.F.R. § 424.516 (a)(1), which states that “CMS enrolls…”
- Johnson v. Kelly (District Court, W.D. Oklahoma 2024)“…care laws, regulations, and program instructions. Id. ¶ 22; 42 C.F.R. § 424.516(a). To that end, a healthcare provider…”
- LILIA GOROVITS, M.D., P.C. v. AZAR (District Court, E.D. Pennsylvania 2021)“…2 Pursuant to 42 C.F.R. § 424.516(d)(1)(ii), Medicare physicians are requ…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Medical Records Retention Laws by State (2026 Guide), Louisiana Medical Records Retention Laws (2026 Guide), Kentucky Medical Records Retention Laws (2026 Guide)
§ 424.535Revocation of enrollment in the Medicare program.In forcecited in 7 of our articles
(a) Reasons for revocation. CMS may revoke a currently enrolled provider or supplier's Medicare enrollment and any corresponding provider agreement or supplier agreement for the following reasons: (1) Noncompliance. The provider or supplier is determined to not be in compliance with the enrollment requirements described in this title 42, or in the enrollment application applicable for its provider or supplier type, and has not submitted a plan of corrective action as outlined in part 488 of this chapter. The provider or supplier may also be determined not to be in compliance if it has failed to pay any user fees as assessed under part 488 of this chapter. (i) CMS may request additional documentation from the provider or supplier to determine compliance if adverse information is received or otherwise found concerning the provider or supplier. (ii) Requested additional documentation must be submitted within 60 calendar days of request. (2) Provider or supplier conduct.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 19 court opinions in our collectionLatest citing opinion in our collection: 2024
Opinions citing this section in our collection:
- Zille Shah v. Alex Azar, Secretary, HHS (Court of Appeals for the Fifth Circuit 2019, 920 F.3d 987)“…at their Medicare privileges were being revoked pursuant to 42 C.F.R. § 424.535(a)(8), the regulation defining “Abuse o…”
- Ahmed v. Sebelius (District Court, D. Massachusetts 2010, 710 F. Supp. 2d 167)“…re enrollment and billing privileges in certain instances. 42 C.F.R. § 424.535 (a). Relevant to this case is the regul…”
- Fayad v. Sebelius (District Court, E.D. Michigan 2011, 803 F. Supp. 2d 699)“…enrollment billing privileges were being revoked based on 42 C.F.R. § 424.535 , which authorizes the revocation of bi…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Florida Medical Records Retention Laws (2026 Guide), Indiana Medical Records Retention Laws (2026 Guide), Mississippi Medical Records Retention Laws (2026 Guide)
Code of Federal Regulations Title 45
§ 164.524Access of individuals to protected health information.In forcecited in 23 of our articles
(a) Standard: Access to protected health information —(1) Right of access. Except as otherwise provided in paragraph (a)(2) or (a)(3) of this section, an individual has a right of access to inspect and obtain a copy of protected health information about the individual in a designated record set, for as long as the protected health information is maintained in the designated record set, except for: (i) Psychotherapy notes; and (ii) Information compiled in reasonable anticipation of, or for use in, a civil, criminal, or administrative action or proceeding. (2) Unreviewable grounds for denial. A covered entity may deny an individual access without providing the individual an opportunity for review, in the following circumstances. (i) The protected health information is excepted from the right of access by paragraph (a)(1) of this section.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 88 court opinions in our collectionLatest citing opinion in our collection: 2026
In the courts (editorial summary, independently checked):Webb v. Smart Document Solutions, LLC (2007) held the reduced, cost-based fee in section 164.524(c)(4) applies only when the individual himself requests his records, not a law firm acting as his agent. Ciox Health, LLC v. Hargan (2020) vacated 2016 guidance that extended that patient rate to third-party directives.
Opinions citing this section in our collection:
- Webb v. Smart Document Solutions, LLC (Court of Appeals for the Ninth Circuit 2007, 499 F.3d 1078)✓A law firm ordered its client's hospital records and was billed a copying company's higher third-party rate; the Ninth Circuit held Section 164.524(c)(4)'s cost-based fee limit applies only when the individual or a personal representative asks, not an attorney acting as agent.
- Evenson v. Hartford Life & Annuity Insurance (District Court, M.D. Florida 2007, 244 F.R.D. 666)✓A therapist refused a subpoena for her psychotherapy notes, citing Section 164.524(a)(1)'s exclusion of those notes from a patient's right of access; the court held that exclusion governs only individual access, not discovery, and ordered the notes produced.
- Ciox Health, LLC v. Hargan (District Court, District of Columbia 2020)“…fee that can be charged for such production. See generally 45 C.F.R. § 164.524. For requests brought by an individual…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Arkansas Medical Records Retention Laws (2026 Guide), North Carolina Medical Records Retention Laws (2026 Guide), Washington Medical Records Retention Laws (2026 Guide)
§ 164.530Administrative requirements.In forcecited in 40 of our articles
(a)(1) Standard: Personnel designations. (i) A covered entity must designate a privacy official who is responsible for the development and implementation of the policies and procedures of the entity. (ii) A covered entity must designate a contact person or office who is responsible for receiving complaints under this section and who is able to provide further information about matters covered by the notice required by § 164.520. (2) Implementation specification: Personnel designations. A covered entity must document the personnel designations in paragraph (a)(1) of this section as required by paragraph (j) of this section. (b)(1) Standard: Training. A covered entity must train all members of its workforce on the policies and procedures with respect to protected health information required by this subpart and subpart D of this part, as necessary and appropriate for the members of the workforce to carry out their functions within the covered entity. (2) Implementation specifications: Training.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 23 court opinions in our collectionLatest citing opinion in our collection: 2025
In the courts (editorial summary, independently checked):Surprise v. Innovation Group, Inc. (2013) applied 45 CFR 164.530(c), noting it requires appropriate safeguards but does not specify what they must be, and rejected a wrongful discharge claim resting on it. Baum v. KEYSTONE MERCY HEALTH PLAN (2011) treated the same duty as background to state tort claims and remanded.
Opinions citing this section in our collection:
- Baum v. KEYSTONE MERCY HEALTH PLAN (District Court, E.D. Pennsylvania 2011, 826 F. Supp. 2d 718)✓A lost flash drive exposed health data on 280,000 insured children, and a parent sued in state court for negligence per se. The court held that resting the claim on the HIPAA safeguard rule at 45 C.F.R. 164.530(c)(2)(i) raised no substantial federal question, and remanded.
- Surprise v. Innovation Group, Inc. (District Court, D. Massachusetts 2013, 925 F. Supp. 2d 134)✓An employee fired after complaining that health-information documents went into unsecured trash sued for wrongful discharge. The court read 45 C.F.R. 164.530(c) to require safeguards without prescribing a method, and held HIPAA disposal rules are not well-defined public policy.
- Michael Terpin v. at and T Mobility LLC (Court of Appeals for the Ninth Circuit 2024, 118 F.4th 1102)“…viders to protect patients’ “protected health information.” 45 C.F.R. § 164.530(c)(1); Moore, 299 Cal. Rptr. 3d at 561.…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Alaska Medical Records Retention Laws (2026 Guide), District of Columbia Medical Records Retention Laws (2026 Guide), Delaware Medical Records Retention Laws (2026 Guide)
§ 160.404Amount of a civil money penalty.In forcecited in 13 of our articles
(a) The amount of a civil money penalty will be determined in accordance with paragraph (b) of this section, and §§ 160.406, 160.408, and 160.412. These amounts were adjusted in accordance with the Federal Civil Monetary Penalty Inflation Adjustment Act of 1990, (Pub. L. 101-140), as amended by the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, (section 701 of Pub. L. 114-74), and appear at 45 CFR part 102. These amounts will be updated annually and published at 45 CFR part 102.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 2 court opinions in our collectionLatest citing opinion in our collection: 2025
Opinions citing this section in our collection:
- Kirstyn Bashaw v. Majestic Care of Whitehall (Court of Appeals for the Sixth Circuit 2025, 130 F.4th 542)“…de range of civil penalties. See 45 C.F.R. § 160.404. And Nieset testified that Bashaw’s reco…”
- Planned Parenthood Minnesota, North Dakota, South Dakota v. Daugaard (District Court, D. South Dakota 2021)“…ble diligence, would not have known” about the disclosure. 45 C.F.R. § 160.404(b)(2)(i). While the Unif…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Reporting HIPAA Breaches: Requirements, Timelines, and Process (2026), Texas Medical Records Retention Laws (2026 Guide), Vermont Medical Records Retention Laws (2026 Guide)
§ 102.3Penalty adjustment and table.In forcecited in 4 of our articles
The adjusted statutory penalty provisions and their applicable amounts are set out in the following table. The right-most column in the table, “Maximum Adjusted Penalty ($)”, provides the maximum adjusted civil penalty amounts. The civil monetary penalty amounts are adjusted annually. Table 1 to § 102.3—Civil Monetary Penalty Authorities Administered by HHS U.S.C. section(s) CFR 1 HHS agency Description 2 Date of last penalty figure or adjustment 3 2024 Maximum adjusted penalty ($) 2025 Maximum adjusted penalty ($) 4 21 U.S.C.: 333(b)(2)(A) FDA Penalty for violations related to drug samples resulting in a conviction of any representative of manufacturer or distributor in any 10-year period 2024 127,983 131,308 333(b)(2)(B) FDA Penalty for violation related to drug samples resulting in a conviction of any representative of manufacturer or distributor after the second conviction in any 10-yr period 2024 2,559,636 2,626,135 333(b)(3) FDA Penalty for failure to make a report required by 21 U.S.C.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 1 court opinions in our collectionLatest citing opinion in our collection: 2025
Opinions citing this section in our collection:
- Vape Central Group, LLC v. Food & Drug Administration (District Court, District of Columbia 2025)“…s were $21,348, $355,806, and $1,423,220, respectively. See 45 C.F.R. § 102.3.…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Ohio Medical Records Retention Laws (2026 Guide)
Search our full record of US law — 2.1 million sections, every state + federal →
Sources and References
- 49 Pa. Code Section 16.95 - Medical Records (Physician retention requirements)(pacodeandbulletin.gov).gov
- 28 Pa. Code Section 115.23 - Preservation of Medical Records (Hospital retention)(pacodeandbulletin.gov).gov
- 28 Pa. Code Section 563.6 - Preservation of Medical Records (Ambulatory surgical facilities)(pacodeandbulletin.gov).gov
- 28 Pa. Code Section 211.5 - Medical Records (Long-term care nursing facilities)(pacodeandbulletin.gov).gov
- HHS FAQ: Does HIPAA require covered entities to keep medical records for any period?(hhs.gov).gov
- HHS: Disposal of Protected Health Information(hhs.gov).gov
- HHS: Summary of the HIPAA Privacy Rule(hhs.gov).gov
- 42 CFR 482.24 - Conditions of Participation: Medical Record Services (CMS hospital requirements)(govinfo.gov).gov
- 42 CFR 424.516 - Medicare enrollment application requirements (7-year retention)(govinfo.gov).gov
- Pennsylvania Medical Record Fees (January 2026)(pa.gov).gov
- 42 Pa.C.S. Section 6155 - Rights of Patients (Right to Obtain Medical Records)(legis.state.pa.us).gov
- 55 Pa. Code Chapter 5100 - Mental Health Procedures(pacodeandbulletin.gov).gov
- Pennsylvania Drug and Alcohol Abuse Control Act (Act 63 of 1972)(legis.state.pa.us).gov
- HHS: Understanding Confidentiality of Substance Use Disorder Patient Records (42 CFR Part 2)(hhs.gov).gov
- 45 CFR Part 102.3: HIPAA Civil Monetary Penalty Inflation-Adjustment Table (current)(ecfr.gov).gov
- 91 FR 3665: HHS Annual Civil Monetary Penalties Inflation Adjustment (effective Jan. 28, 2026)(federalregister.gov).gov
- 49 Pa. Code Section 25.213 - Medical records (State Board of Osteopathic Medicine retention rule)(pacodeandbulletin.gov)