District of Columbia Medical Records Retention Laws (2026 Guide)
Independently fact-checked against primary sources (last audited September 7, 2026). · Reviewed by the RecordingLaw editorial team. · Law checked current as of August 9, 2026. · 15 primary sources cited on this page. How we verify our legal content

In the District of Columbia, physicians and licensed healthcare providers must retain medical records for at least 5 years from the date of last patient contact under D.C. Code 3-1210.11, while hospitals must keep records for 10 years after discharge under DCMR Title 22-B, Section 2030.
District of Columbia medical records retention laws establish specific timeframes that healthcare providers must follow when storing patient health information. Whether you are a physician, hospital administrator, or patient seeking access to your records, understanding these requirements is essential.
DC has two layers of medical records retention rules. The primary statute, D.C. Code 3-1210.11, applies to all licensed healthcare providers. A separate and stricter set of regulations under DCMR Title 22-B, Section 2030 governs hospitals specifically. Federal requirements under HIPAA and CMS add additional layers that DC providers must follow when they create longer obligations.
Last verified: March 2026. This page reflects current D.C. Code 3-1210.11, as amended by D.C. Law 24-290 (effective March 10, 2023), and DCMR Title 22-B, Section 2030.
Table of Contents
- General Retention Requirements Under D.C. Code 3-1210.11
- Hospital-Specific Requirements Under DCMR Title 22-B
- Retention Rules for Minor Patients
- Hospital vs. Physician Office Requirements
- Federal Requirements That Apply in DC
- HIPAA Documentation Requirements
- CMS and Medicare Requirements
- Patient Access to Medical Records in DC
- Fees for Medical Record Copies
- Proper Destruction of Medical Records
- What Happens When a Practice Closes in DC
- Penalties for Non-Compliance
- Frequently Asked Questions
- Sources and References
General Retention Requirements Under D.C. Code 3-1210.11
The primary medical records retention law in the District of Columbia is found in D.C. Code 3-1210.11. This statute was originally enacted as part of the District of Columbia Health Occupations Revision Act of 1985 (D.C. Law 6-99, effective March 25, 1986). It was most recently amended by D.C. Law 24-290, the Personal Medical Record Fee Amendment Act of 2022, which took effect on March 10, 2023.

Under this statute, medical records must be maintained for a minimum of 5 years from the date of last contact with an adult patient.
The law applies broadly to all "health care entities," which the statute defines as any health care provider or business associate as defined in 45 CFR 160.103. This includes physicians, dentists, psychologists, nurses, chiropractors, and all other licensed health professionals practicing in the District.
The 5-year period begins running from the date of the patient's last contact with the provider, not from the date of initial treatment or any specific medical event. If a patient returns for a follow-up visit, the clock resets.
What Records Must Be Retained
The statute does not limit its scope to a narrow category of documents. "Medical records" under DC law encompasses the complete patient chart, including:
- Medical history and physical examination notes
- Diagnostic test results and lab reports
- Treatment plans and progress notes
- Medication records and prescription histories
- Surgical reports and anesthesia records
- Consultation reports from specialists
- Imaging studies and their interpretations
- Consent forms and authorization documents
- Discharge summaries
Hospital-Specific Requirements Under DCMR Title 22-B
Hospitals licensed in the District of Columbia are subject to stricter retention requirements under the District of Columbia Municipal Regulations (DCMR) Title 22-B, Section 2030. These regulations apply specifically to hospitals and set a longer retention period than the general statute.
Under DCMR 22-B2030, hospitals must maintain patient medical records for at least 10 years following discharge. This is double the 5-year requirement that applies to physician offices and other non-hospital providers.
Hospital Record Format Requirements
Hospitals may maintain medical records in any of the following formats:
- Original paper records
- Microfilm
- Electronic health records (EHR)
- Other similar reproducible forms
Regardless of format, the hospital must ensure that a complete record is accessible at all times. Records must contain sufficient information to clearly identify the patient, justify the diagnosis and treatment, and document the results accurately.
Completion Deadlines
DC regulations require hospitals to monitor and ensure that medical records are completed within 30 days of patient discharge. All entries in the record must be dated, legible, and indelibly verified. The author of each entry must be identified and authenticated through a signature, written initials, or computer entry.
Hospital Record Destruction Standards
When hospital records have exceeded the 10-year retention period and are eligible for destruction, DCMR 22-B2030 requires that they be destroyed using one of the following methods:
- Shredding
- Incineration
- Electronic deletion
- Another equally effective protective measure
These destruction requirements exist to protect patient confidentiality and align with federal HIPAA disposal standards.
Retention Rules for Minor Patients
Both layers of DC medical records law include extended retention periods for minors.
Under D.C. Code 3-1210.11
For minor patients, medical records must be maintained for a minimum of 5 years after the minor reaches the age of majority. Under D.C. Code 46-101, the age of majority in the District of Columbia is 18 years old, as established by the District of Columbia Age of Majority Act (D.C. Law 1-75, effective 1976).
This means that for a child born today, a physician's office must keep their records until the patient turns 23 at minimum. For a child who receives treatment at age 5, the records must still be kept until age 23 (5 years after turning 18).
Under DCMR 22-B2030 (Hospitals)
Hospitals face a different rule for minors. Under the hospital regulations, records of minor patients must be kept until 3 years after the age of majority has been attained. Since the age of majority in DC is 18, this means hospital records for minors must be retained until the patient turns 21.
This creates an unusual situation where the general physician office requirement for minors (5 years after majority, or age 23) is actually longer than the hospital-specific requirement for minors (3 years after majority, or age 21), even though hospital adult retention (10 years) is longer than physician adult retention (5 years).
Summary of Minor Retention Periods
| Provider Type | Retention Period for Minors | Effective Minimum Age |
|---|---|---|
| Physicians and other providers | 5 years after age 18 | Age 23 |
| Hospitals | 3 years after age 18 | Age 21 |
In practice, hospitals typically apply the longer of the two periods (age 23) to remain in compliance with both sets of rules. Providers should consult with legal counsel when there is any uncertainty about which standard applies.
Hospital vs. Physician Office Requirements
The District of Columbia maintains separate retention standards for hospitals and non-hospital healthcare providers. This distinction matters because it determines how long your records will be available depending on where you received care.
| Requirement | Hospitals (DCMR 22-B2030) | Physicians/Other Providers (D.C. Code 3-1210.11) |
|---|---|---|
| Adult retention period | 10 years after discharge | 5 years from last contact |
| Minor retention period | Until age 21 (3 yrs after majority) | Until age 23 (5 yrs after majority) |
| Record format | Paper, microfilm, electronic, or similar | Not specified by statute |
| Completion deadline | 30 days after discharge | Not specified by statute |
| Destruction method | Shredding, incineration, electronic deletion | Not specified (HIPAA standards apply) |
The 10-year hospital requirement is consistent with many other jurisdictions. According to the CMS Medical Record Maintenance guidelines, hospitals participating in Medicare must maintain records for at least 5 years after discharge, so DC's 10-year rule exceeds this federal minimum.
Federal Requirements That Apply in DC
DC healthcare providers must comply with both local and federal record retention requirements. When federal law requires a longer retention period than DC law, the federal standard controls.
The General Rule
The stricter requirement always applies. If DC law requires 5 years and federal law requires 7 years for a Medicare provider, the provider must retain records for 7 years. This principle applies across all overlapping federal and local mandates.
HIPAA Documentation Requirements
One of the most common misconceptions about medical records retention is that HIPAA requires providers to keep patient medical records for a specific number of years. It does not.

What HIPAA Actually Requires
HIPAA requires covered entities to retain HIPAA-related administrative documentation for 6 years from the date of creation or the date when it last was in effect, whichever is later. This requirement comes from 45 CFR 164.530(j).
The types of documentation subject to this 6-year requirement include:
- Privacy policies and procedures
- Patient authorization forms for disclosures
- Business associate agreements
- Staff training records
- Complaint logs and resolution records
- Risk assessments and security documentation
- Notice of Privacy Practices acknowledgments
These are compliance documents, not patient medical charts. The actual retention period for patient records is governed by state law, which in DC means D.C. Code 3-1210.11 and DCMR 22-B2030.
HIPAA and Record Security
While HIPAA does not set a medical records retention period, it does require that all protected health information (PHI) be safeguarded for as long as it exists. Under the HIPAA Security Rule, covered entities must implement administrative, physical, and technical safeguards to protect electronic PHI. This applies from the moment a record is created until it is properly destroyed.
CMS and Medicare Requirements
Healthcare providers in DC who participate in Medicare or Medicaid programs must meet additional federal retention requirements set by the Centers for Medicare and Medicaid Services (CMS).
| Provider Type | CMS Minimum Retention | Regulatory Authority |
|---|---|---|
| Hospitals (Medicare) | 5 years after discharge | 42 CFR 482.24 |
| Medicare providers (general) | 7 years from date of service | CMS guidelines |
| Medicare Part D sponsors | 10 years from date of service | CMS guidelines |
| Medicare managed care providers | 10 years | CMS guidelines |
For DC hospitals, the local 10-year requirement under DCMR 22-B2030 already exceeds the 5-year federal minimum for Medicare-participating hospitals. For physician offices, however, the DC 5-year requirement may be shorter than the 7-year CMS guideline for general Medicare providers. In that case, a Medicare-participating physician in DC should follow the 7-year federal standard.
OSHA Employee Health Records
Providers who maintain occupational health records must follow an even longer standard. Under 29 CFR 1910.1020, employee exposure and medical records must be retained for the duration of employment plus 30 years.
Patient Access to Medical Records in DC
The District of Columbia provides strong protections for patients who need to access their medical records.

Right to Request Records
Under D.C. Code 3-1210.11, a healthcare entity that has custody and control of a patient's personal medical record must furnish a complete and current copy upon written request from the patient or their authorized representative.
Authorized representatives include individuals with a valid health care power of attorney for the patient. If the patient is deceased, records may be requested by the executor or administrator of the estate, survivors of the decedent, or other persons who were involved in the decedent's health care or payment before death.
However, access may be denied for a deceased patient if it would be inconsistent with any expressed preference of the decedent that was known to the healthcare entity.
Response Time
Under D.C. Code 3-1210.12, healthcare entities must transmit complete medical records within 30 days when the authorization is clear, conspicuous, and specific. If records cannot be produced within 30 days, the entity must provide a written explanation of the delay.
The absolute outside limit is 60 days. If a provider fails to produce records within 60 days, the patient receives a fee reduction of $15 per day, capped at the total copying charge amount.
Format of Records
Records must be provided in the format requested by the patient if readily producible. If the requested format is not readily producible, records must be provided in a readable electronic form and format, either by email or by uploading.
Fees for Medical Record Copies
D.C. Law 24-290 (the Personal Medical Record Fee Amendment Act of 2022) established the fee-cap mechanism for medical record copies in the District of Columbia, effective March 10, 2023. D.C. Code 3-1210.12 requires DC Health to publish adjusted maximums each year based on the change in the Washington, DC-area Consumer Price Index, so the figures below are DC Health's currently effective schedule, not the 2023 base amounts.
Electronic Format Fees
DC Health's currently effective schedule, calculated from the January 2025-to-January 2026 CPI change (2.7%):
| Fee Type | Maximum Amount |
|---|---|
| Search and handling | $25.00 |
| Per-page charge | $0.72 |
| Total cap | $94.57 |
Non-Electronic (Paper) Format Fees
| Fee Type | Maximum Amount |
|---|---|
| Search and handling | $25.00 |
| Per-page charge | $0.96 |
| Postage | Actual cost |
These are the only fees that a healthcare entity may charge for providing medical record copies. Providers may not charge different rates based on who is requesting the records. An authorized representative under a health care power of attorney must be charged the same rate as the patient.
Annual Fee Adjustments
Starting January 1, 2024, the fee amounts are adjusted annually for inflation using the Consumer Price Index. The DC Department of Health publishes updated fee schedules by February 1 of each year. The figures above reflect DC Health's currently effective schedule; check DC Health's published fee maximums each year, since these amounts change annually.
Proper Destruction of Medical Records
Once medical records have exceeded the applicable retention period, they may be destroyed. However, both DC and federal law impose strict requirements on how destruction must be carried out.
DC Hospital Destruction Requirements
Under DCMR 22-B2030, hospitals must destroy medical records using one of the following approved methods:
- Shredding of paper documents
- Incineration of paper records
- Electronic deletion using methods that prevent data recovery
- Another equally effective protective measure that renders information unreadable
HIPAA Disposal Standards
HIPAA requires that protected health information be rendered "essentially unreadable, indecipherable, and otherwise cannot be reconstructed" when destroyed.
For paper records, acceptable methods include shredding, burning, pulping, or pulverizing. For electronic media, acceptable methods include clearing (overwriting with non-sensitive data), purging or degaussing (using a strong magnetic field), or physical destruction of the storage media.
Records may never be placed in dumpsters, recycling bins, or other publicly accessible containers. A covered entity may hire a business associate to handle disposal, but a business associate agreement must be in place.
Documentation of Destruction
Providers should maintain a destruction log that records the date of destruction, a general description of the records destroyed, the method of destruction, and the name of the person who carried out or supervised the destruction. This log should be retained as part of the provider's HIPAA administrative documentation for at least 6 years.
What Happens When a Practice Closes in DC
When a physician in the District of Columbia retires, relocates, or otherwise closes a practice, medical records must still be preserved for the full retention period. DC does not have a specific statute governing practice closure notification, but providers must comply with general record retention obligations and professional standards.
Recommended Steps for Practice Closure
The DC Board of Medicine oversees physician licensing in the District. Physicians planning to close their practice should follow these steps:
- Notify patients in writing at least 30 to 60 days before closure
- Offer patients the option to transfer their records to another provider
- Provide patients with copies of their records upon request
- Notify the DC Board of Medicine about the practice closure
- Arrange for a custodian to maintain records for the remaining retention period
- Destroy records properly once the retention period has expired, using HIPAA-compliant methods
Custodian Arrangements
If a physician cannot personally maintain records after closing a practice, a custodian arrangement should be established. This may involve transferring records to another physician, a medical records storage company, or a professional records management service. Any custodian who receives protected health information must enter into a HIPAA business associate agreement.
Selling a Practice
When a medical practice is sold, patient records typically transfer to the purchasing provider. The purchasing provider then assumes responsibility for maintaining the records for the remaining retention period. Patients should be notified of the ownership change and given the opportunity to transfer their records elsewhere if they prefer.
Penalties for Non-Compliance
Healthcare providers who fail to comply with DC medical records retention laws may face disciplinary action from the relevant licensing board. Violations can result in license suspension, revocation, or other sanctions.
DC Licensing Board Actions
The DC Health Occupations Boards have authority to investigate complaints and impose discipline on licensed providers. Failure to maintain adequate medical records or to provide patient access to records may be treated as unprofessional conduct.
HIPAA Penalties
Federal penalties for HIPAA violations, including improper destruction or failure to safeguard medical records, are tiered based on the level of negligence:
| Violation Level | Penalty Range Per Violation (2026) |
|---|---|
| Did not know | $145 to $73,011 |
| Reasonable cause | $1,461 to $73,011 |
| Willful neglect (corrected) | $14,602 to $73,011 |
| Willful neglect (not corrected) | $73,011 to $2,190,294 |
These are the inflation-adjusted amounts under 45 CFR 160.404 effective January 28, 2026 (91 FR 3665); the annual cap for all violations of an identical provision is $2,190,294 in each tier, and HHS adjusts the figures every year.
Criminal penalties for knowing violations can reach up to $250,000 in fines and 10 years of imprisonment.
Frequently Asked Questions
How long must doctors keep medical records in DC?
Under D.C. Code 3-1210.11, physicians and other licensed healthcare providers must keep medical records for a minimum of 5 years from the date of last contact with the patient. Hospitals in DC have a stricter requirement of 10 years after discharge under DCMR Title 22-B, Section 2030. Medicare-participating providers may need to retain records for 7 to 10 years depending on their program participation.
How long are children's medical records kept in DC?
For non-hospital providers, DC law requires that medical records for minors be retained for 5 years after the patient reaches the age of majority (18 in DC), meaning records must be kept until at least age 23. Hospitals must retain minor records until 3 years after the age of majority, or until the patient turns 21. In practice, most providers apply the longer standard of age 23 to ensure full compliance.
Does HIPAA require medical records to be kept for 6 years?
No. HIPAA requires that HIPAA-related administrative documentation (privacy policies, business associate agreements, training records) be kept for 6 years under 45 CFR 164.530. This does not apply to patient medical records. How long patient records must be retained is determined by state law. In DC, the minimum is 5 years for physicians and 10 years for hospitals.
How do I get copies of my medical records in DC?
Submit a written request to the healthcare entity that holds your records. Under DC law, the provider must furnish a complete copy within 30 days. If the provider cannot meet the 30-day deadline, they must explain the delay in writing. Under DC Health's currently effective fee schedule, fees are capped at $25.00 for search and handling plus $0.72 per page for electronic copies, with a total cap of $94.57. For paper copies, the search and handling fee is $25.00 and the per-page charge is capped at $0.96. These maximums are adjusted for inflation each year, so check DC Health's published schedule for the current figures.
What happens to medical records when a DC doctor closes their practice?
The physician must continue to store records for the full retention period (5 years from last contact). Patients should be notified 30 to 60 days before closure and offered the option to transfer records to another provider or receive personal copies. The physician may arrange for a custodian to maintain records, and any custodian must enter into a HIPAA business associate agreement. The DC Board of Medicine should also be notified of the closure.
Updates
Independently fact-checked against the cited primary sources
Updated the medical-records copy-fee figures to DC Health's currently effective, CPI-adjusted schedule ($25.00 search/handling, $0.72/page electronic with a $94.57 cap, $0.96/page non-electronic), replacing the outdated March 2023 base amounts from D.C. Law 24-290.
Independently fact-checked against the cited primary sources
Governing law re-checked for recent changes
Removed a table row that mislabeled HIPAA's 6-year administrative-documentation retention rule (45 CFR 164.530(j)) as a CMS/Medicare clinical medical-record retention period; that rule governs privacy policies and compliance paperwork, not patient records, as the article's own HIPAA section already correctly states.
Governing law re-checked for recent changes
Reviewed and approved by an editor
The Law Behind This Article
This article rests on the statutory provisions below, held in our own legal record and retrieved from the official source. Tap a section to read the operative text.
Code of the District of Columbia, Title 3: District of Columbia Boards and Commissions. - Chapter 12: Health Occupations Boards. - Subchapter X: Prohibited Acts; Penalties; Injunctions.
§ 3-1210.11Patient or client records.In force
(a) Upon written request from a patient or client, or person authorized to have access to the patient's personal medical record under a health care power of attorney for the patient or client, a health care entity having custody and control of the patient's or client's personal medical record shall furnish a complete and current copy of that personal medical record. If the patient or client is deceased, the request may be made by: (1) Repealed. (2) The executor for the decedent’s estate; (3) The temporary executor for the decedent’s estate; (4) The administrator for the decedent’s estate; (5) The temporary administrator for the decedent’s estate; or (6) Any survivor of the decedent or other persons involved in the decedent's health care or payment prior to the decedent's death, unless doing so would be inconsistent with any expressed preference of the decedent that is known to the health care entity.
Official text (excerpt) · last checked 2026-09-07 · Read the full text in our law library · Verify at github.com
Code of the District of Columbia, Title 46: Domestic Relations. - Chapter 1: Age of Majority.
§ 46-101Enumerated.In forcecited in 3 of our articles
Notwithstanding any rule of common or other law to the contrary in effect on July 22, 1976, the age of majority in the District of Columbia shall be 18 years of age, except that this chapter shall not affect any common-law or statutory right to child support.
Official text (excerpt) · last checked 2026-07-30 · Read the full text in our law library · Verify at github.com
Cited in 11 court opinions in our collectionLatest citing opinion in our collection: 2003
Opinions citing this section in our collection:
- Anthony v. District of Columbia Department of Employment Services (District of Columbia Court of Appeals 1987, 528 A.2d 883)“…ect to which the claimant files for unemployment benefits. D.C. Code § 46-101 (6), (8) (1981). Since petition…”
- Green v. District of Columbia Department of Employment Services (District of Columbia Court of Appeals 1985, 499 A.2d 870)“…f the [District of Columbia Unemployment Compensation Act, D.C. Code §§ 46-101 to 46-127] is to protect employees aga…”
- Long v. District of Columbia Department of Employment Services (District of Columbia Court of Appeals 1990, 570 A.2d 301)“…The District of Columbia Unemployment Compensation Act, D.C. Code §§ 46-101 to 46-128 (1987) (the “Act”), is the c…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: D.C. Child Support Laws (2026): Guidelines & Calculator, Washington, D.C. Emancipation Laws: How Minors Become Emancipated (2026)
Code of Federal Regulations Title 42
§ 482.24Condition of participation: Medical record services.In forcecited in 52 of our articles
The hospital must have a medical record service that has administrative responsibility for medical records. A medical record must be maintained for every individual evaluated or treated in the hospital. (a) Standard: Organization and staffing. The organization of the medical record service must be appropriate to the scope and complexity of the services performed. The hospital must employ adequate personnel to ensure prompt completion, filing, and retrieval of records. (b) Standard: Form and retention of record. The hospital must maintain a medical record for each inpatient and outpatient. Medical records must be accurately written, promptly completed, properly filed and retained, and accessible. The hospital must use a system of author identification and record maintenance that ensures the integrity of the authentification and protects the security of all record entries. (1) Medical records must be retained in their original or legally reproduced form for a period of at least 5 years. (2) The hospital must have a system of coding and indexing medical records. The system must allow for timely retrieval by diagnosis and procedure, in order to support medical care evaluation studies.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 18 court opinions in our collectionLatest citing opinion in our collection: 2024
In the courts (editorial summary, independently checked):United States ex rel. Janssen v. Lawrence Memorial Hospital (2020) held the accurate medical record duty in 42 C.F.R. 482.24 is a generic regulatory requirement that does not establish False Claims Act materiality. United States Ex Rel. El-Amin v. George Washington University (2008) applied 482.24(c) to record completion evidence.
Opinions citing this section in our collection:
- United States ex rel. Janssen v. Lawrence Memorial Hospital (Court of Appeals for the Tenth Circuit 2020, 949 F.3d 533)✓A relator alleged the hospital falsified patient arrival times to raise its Medicare quality-program payments. The court held the general duty to keep accurate medical records under 42 C.F.R. 482.24 does not address those programs and cannot show False Claims Act materiality.
- United States Ex Rel. El-Amin v. George Washington University (District Court, District of Columbia 2008, 533 F. Supp. 2d 12)✓Nurse anesthetists claimed the hospital billed Medicare as though anesthesiologists performed whole procedures. Citing the 30-day rule in 42 C.F.R. 482.24(c)(2), the court excluded late-signing evidence, and excluded mass-signing evidence too though (c)(1) made it probative.
- NATIONAL ASS'N OF PSYCHIATRIC HEALTH SYSTEM v. Shalala (District Court, District of Columbia 2000, 120 F. Supp. 2d 33)“…to preexisting recordkeeping requirements, as specified in 42 C.F.R. § 482.24 . 7 . Proposed Rul…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: How Long Do Hospitals Keep Medical Records? (2026), How to Find Old Medical Records Online, Medical Records Retention Laws by State (2026 Guide)
Code of Federal Regulations Title 45
§ 164.530Administrative requirements.In forcecited in 40 of our articles
(a)(1) Standard: Personnel designations. (i) A covered entity must designate a privacy official who is responsible for the development and implementation of the policies and procedures of the entity. (ii) A covered entity must designate a contact person or office who is responsible for receiving complaints under this section and who is able to provide further information about matters covered by the notice required by § 164.520. (2) Implementation specification: Personnel designations. A covered entity must document the personnel designations in paragraph (a)(1) of this section as required by paragraph (j) of this section. (b)(1) Standard: Training. A covered entity must train all members of its workforce on the policies and procedures with respect to protected health information required by this subpart and subpart D of this part, as necessary and appropriate for the members of the workforce to carry out their functions within the covered entity. (2) Implementation specifications: Training.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 23 court opinions in our collectionLatest citing opinion in our collection: 2025
In the courts (editorial summary, independently checked):Surprise v. Innovation Group, Inc. (2013) applied 45 CFR 164.530(c), noting it requires appropriate safeguards but does not specify what they must be, and rejected a wrongful discharge claim resting on it. Baum v. KEYSTONE MERCY HEALTH PLAN (2011) treated the same duty as background to state tort claims and remanded.
Opinions citing this section in our collection:
- Baum v. KEYSTONE MERCY HEALTH PLAN (District Court, E.D. Pennsylvania 2011, 826 F. Supp. 2d 718)✓A lost flash drive exposed health data on 280,000 insured children, and a parent sued in state court for negligence per se. The court held that resting the claim on the HIPAA safeguard rule at 45 C.F.R. 164.530(c)(2)(i) raised no substantial federal question, and remanded.
- Surprise v. Innovation Group, Inc. (District Court, D. Massachusetts 2013, 925 F. Supp. 2d 134)✓An employee fired after complaining that health-information documents went into unsecured trash sued for wrongful discharge. The court read 45 C.F.R. 164.530(c) to require safeguards without prescribing a method, and held HIPAA disposal rules are not well-defined public policy.
- Michael Terpin v. at and T Mobility LLC (Court of Appeals for the Ninth Circuit 2024, 118 F.4th 1102)“…viders to protect patients’ “protected health information.” 45 C.F.R. § 164.530(c)(1); Moore, 299 Cal. Rptr. 3d at 561.…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Alaska Medical Records Retention Laws (2026 Guide), Arkansas Medical Records Retention Laws (2026 Guide), Delaware Medical Records Retention Laws (2026 Guide)
§ 160.103Definitions.In forcecited in 10 of our articles
Except as otherwise provided, the following definitions apply to this subchapter: Act means the Social Security Act. Administrative simplification provision means any requirement or prohibition established by: (1) 42 U.S.C. 1320d-1320d-4, 1320d-7, 1320d-8, and 1320d-9; (2) Section 264 of Pub. L. 104-191; (3) Sections 13400-13424 of Public Law 111-5; or (4) This subchapter. ALJ means Administrative Law Judge. ANSI stands for the American National Standards Institute. Business associate: (1) Except as provided in paragraph (4) of this definition, business associate means, with respect to a covered entity, a person who: (i) On behalf of such covered entity or of an organized health care arrangement (as defined in this section) in which the covered entity participates, but other than in the capacity of a member of the workforce of such covered entity or arrangement, creates, receives, maintains, or transmits protected health information for a function or activity regulated by this subchapter, including claims processing or administration, data analysis, processing or administration, utilization review, quality assurance, patient safety activities listed at 42 CFR 3.20, billing,…
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 374 court opinions in our collectionLatest citing opinion in our collection: 2026
In the courts (editorial summary, independently checked):Courts apply the Section 160.103 definitions inside and outside HIPAA. Zani v. Rite Aid Headquarters Corp. (2017) used its health care definition to hold pharmacy flu shot calls fell within the TCPA health care exemption. Kenneth Wilson v. UnitedHealthcare Insurance Co (2022) applied its individually identifiable health information test.
Opinions citing this section in our collection:
- Northwestern Memorial Hospital v. John Ashcroft, Attorney General of the United States (Court of Appeals for the Seventh Circuit 2004, 362 F.3d 923)“…mation” as “individually identifiable health information.” 45 C.F.R. § 160.103 . Both Congress and HHS define “individ…”
- Florida Ex Rel. Attorney General v. United States Department of Health & Human Services (Court of Appeals for the Eleventh Circuit 2011, 648 F.3d 1235)“…is paid for health care in the normal course of business.” 45 C.F.R. § 160.103. And in 2009, Congress expanded HIPAA’s…”
- Zani v. Rite Aid Headquarters Corp. (District Court, S.D. New York 2017, 246 F. Supp. 3d 835)✓Rite Aid sent a prerecorded flu shot reminder to a pharmacy customer's cell phone. Reading the TCPA health care exemption against 160.103, the court held the call conveyed a health care message made on behalf of a covered entity, and granted Rite Aid summary judgment.
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Does a Failed Drug Test Show Up on Your Record?, When Is a Business Associate Agreement Required? (2026), District of Columbia Data Breach Notification Laws: Reporting Rules & Timelines (2026)
§ 160.404Amount of a civil money penalty.In forcecited in 13 of our articles
(a) The amount of a civil money penalty will be determined in accordance with paragraph (b) of this section, and §§ 160.406, 160.408, and 160.412. These amounts were adjusted in accordance with the Federal Civil Monetary Penalty Inflation Adjustment Act of 1990, (Pub. L. 101-140), as amended by the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, (section 701 of Pub. L. 114-74), and appear at 45 CFR part 102. These amounts will be updated annually and published at 45 CFR part 102.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 2 court opinions in our collectionLatest citing opinion in our collection: 2025
Opinions citing this section in our collection:
- Kirstyn Bashaw v. Majestic Care of Whitehall (Court of Appeals for the Sixth Circuit 2025, 130 F.4th 542)“…de range of civil penalties. See 45 C.F.R. § 160.404. And Nieset testified that Bashaw’s reco…”
- Planned Parenthood Minnesota, North Dakota, South Dakota v. Daugaard (District Court, D. South Dakota 2021)“…ble diligence, would not have known” about the disclosure. 45 C.F.R. § 160.404(b)(2)(i). While the Unif…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Reporting HIPAA Breaches: Requirements, Timelines, and Process (2026), Texas Medical Records Retention Laws (2026 Guide), Vermont Medical Records Retention Laws (2026 Guide)
Code of Federal Regulations Title 29
§ 1910.1020Access to employee exposure and medical records.In forcecited in 4 of our articles
(a) Purpose. The purpose of this section is to provide employees and their designated representatives a right of access to relevant exposure and medical records; and to provide representatives of the Assistant Secretary a right of access to these records in order to fulfill responsibilities under the Occupational Safety and Health Act. Access by employees, their representatives, and the Assistant Secretary is necessary to yield both direct and indirect improvements in the detection, treatment, and prevention of occupational disease. Each employer is responsible for assuring compliance with this section, but the activities involved in complying with the access to medical records provisions can be carried out, on behalf of the employer, by the physician or other health care personnel in charge of employee medical records.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 14 court opinions in our collectionLatest citing opinion in our collection: 2026
Opinions citing this section in our collection:
- Cinquemano v. Ciba-Geigy Corp. (District Court, M.D. Louisiana 1996, 962 F. Supp. 862)“…La. R.S. 23:1016 which incorporates 29 U.S.C. § 657 and 29 C.F.R. § 1910.1020 . These two federal provisions provide…”
- Public Citizen Health Research Group v. United States Department of Labor (Court of Appeals for the Third Circuit 2009, 557 F.3d 165)“…discover monitoring results on their own. See 29 C.F.R. § 1910.1020 (e)(l)(i) (“Whenever an employee ... re…”
- United Food & Commercial Workers v. OSHA (Court of Appeals for the Sixth Circuit 2021)“…s” to identify, handle, and prevent “occupational disease.” 29 C.F.R. § 1910.1020(a). The agency requires employers to ke…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: New Jersey Medical Records Retention Laws (2026 Guide), Maine Medical Records Retention Laws (2026 Guide)
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Sources and References
- D.C. Code 3-1210.11 - Patient or Client Records(code.dccouncil.gov).gov
- D.C. Code 3-1210.12 - Persons Authorized to Receive Personal Medical Records(code.dccouncil.gov).gov
- D.C. Law 24-290 - Personal Medical Record Fee Amendment Act of 2022(code.dccouncil.gov).gov
- D.C. Code 46-101 - Age of Majority(code.dccouncil.gov).gov
- DCMR Title 22-B Section 2030 - Hospital Record Keeping Requirements(dcrules.elaws.us).gov
- HHS - Does HIPAA Require Covered Entities to Keep Medical Records?(hhs.gov).gov
- 45 CFR 164.530 - HIPAA Administrative Requirements(law.cornell.edu)
- CMS Medical Record Maintenance and Access Requirements(cms.gov).gov
- HHS HIPAA Privacy Rule Summary(hhs.gov).gov
- HHS - Disposal of Protected Health Information(hhs.gov).gov
- HHS HIPAA Security Rule Summary(hhs.gov).gov
- DC Board of Medicine(dchealth.dc.gov).gov
- DC Health Licensing Boards(dchealth.dc.gov).gov
- 42 CFR 482.24 - Hospital Conditions of Participation(law.cornell.edu)
- HHS - Business Associate Disposal of PHI(hhs.gov).gov
- DC Health - Adjusted Medical Records Fee Maximums (currently effective schedule)(dchealth.dc.gov).gov
- HHS, Annual Civil Monetary Penalties Inflation Adjustment, 91 FR 3665 (Jan. 28, 2026): 2026 HIPAA civil penalty tiers (45 CFR 160.404)(federalregister.gov).gov