North Carolina
North Carolina Medical Records Retention Laws (2026 Guide)
Independently fact-checked against primary sources (last audited August 18, 2026). · Reviewed by the RecordingLaw editorial team. · Law checked current as of August 18, 2026. · 10 primary sources cited on this page. How we verify our legal content

North Carolina hospitals must retain adult patient medical records for at least 11 years after discharge and minor patient records until the patient turns 30, under 10A NCAC 13B .3903. Nursing facilities follow a shorter rule of 5 years for adult records under 10A NCAC 13D .2402.
North Carolina has some of the most detailed medical records retention requirements in the country. The state regulates how long hospitals, nursing facilities, ambulatory surgical centers, and clinics must keep patient records. These rules are found primarily in the North Carolina Administrative Code (NCAC), enforced by the NC Division of Health Service Regulation.
If you are a healthcare provider, compliance officer, or patient trying to understand your rights, this guide breaks down every retention requirement that applies in North Carolina.
Hospital Medical Records Retention in North Carolina
The primary regulation governing hospital records in North Carolina is 10A NCAC 13B .3903, titled "Preservation of Medical Records." This rule falls under Subchapter B of the NC Medical Care Commission regulations, which covers hospital licensing.

Adult Patient Records
Hospitals must maintain medical records for a minimum of 11 years following the discharge of an adult patient. This applies whether records are stored in their original paper form, on computer media, or in digital archives.
The 11-year requirement is notably longer than many other states, and also exceeds the federal floor: the Medicare Conditions of Participation under 42 CFR 482.24 require hospitals to retain medical records in their original or legally reproduced form for a period of at least five years.
Minor Patient Records
North Carolina requires hospitals to retain records of minor patients until the patient's 30th birthday. This is the longest minor patient retention requirement in the United States.
The reason for this extended period ties directly to North Carolina's statute of limitations framework. Under N.C. Gen. Stat. 1-17(c), the general minority tolling rule is overridden for medical malpractice claims: if the ordinary limitations period would expire before the minor turns 10, the action may still be brought until the minor's 10th birthday. The retention period through age 30 provides a substantial buffer beyond that floor to account for discovery rules, delayed injury recognition, and litigation timelines.
For a patient treated at a hospital as a newborn, this means records could be retained for up to 30 years.
What Records Are Covered
The regulation applies to the complete medical record as maintained by the hospital's medical records service. This includes:
- Admission and discharge documentation
- Physician and nursing notes
- Laboratory and diagnostic test results
- Surgical and procedure reports
- Medication administration records
- Consent forms
- Patient identification information
The manager of the medical records service is responsible for ensuring compliance with these retention periods.
Physician and Private Practice Records
North Carolina does not have a specific statute that sets a mandatory retention period for physician office or private practice records. This is a notable gap compared to the detailed hospital and facility regulations.
However, the North Carolina Medical Board has issued a position statement on medical records that provides guidance. The Board states that "patient interests related to present and future healthcare needs should be a licensee's primary consideration" when deciding how long to retain records.
The Board recommends that physicians:
- Notify patients about how long records will be retained
- Give patients an opportunity to claim records or have them transferred before destruction
- Destroy records in a HIPAA-compliant manner
- Respond promptly to patient requests for access or copies
Most healthcare attorneys in North Carolina advise private practices to follow the hospital standard of 11 years for adults and until age 30 for minors. This conservative approach reduces legal exposure, particularly given the state's malpractice statute of limitations.
Nursing Facility Records
Nursing homes and skilled nursing facilities in North Carolina follow a separate regulation: 10A NCAC 13D .2402, "Preservation of Medical Records."
Retention Periods for Nursing Facilities
| Patient Type | Retention Period | Authority |
|---|---|---|
| Adult patients | 5 years after discharge | 10A NCAC 13D .2402 |
| Minor patients | Until age 19, but G.S. 1-17(c) governs malpractice claims (floor of age 10) | 10A NCAC 13D .2402 |
The 5-year period for nursing facility adult records is significantly shorter than the 11-year hospital requirement. This reflects the different risk profiles and typical patient populations of these facilities.
For minors in nursing facilities, the records must be kept until the patient's 19th birthday. For malpractice claims specifically, G.S. 1-17(c), not the general (b) tolling rule, governs and sets a floor of age 10.
Facility Closure Rules for Nursing Homes
When a nursing facility discontinues operation, the licensee must inform the NC Division of Health Service Regulation where records are stored. Records must be placed with a business offering medical record storage and retrieval services for at least 5 years after the closure date.
Ambulatory Surgical Centers and Clinics
Ambulatory surgical facilities in North Carolina are regulated under 10A NCAC 13C, and individual patient records are covered by Section .1002.
Paragraph (d) of that rule ties the retention period to "the need for their use in continuing patient care and for legal, research, or educational purposes," then sets a floor: "This length of time shall not be less than 20 years."
That 20-year floor is longer than both the 11-year hospital rule and the 5-year nursing facility rule, making it the longest of the facility retention periods covered on this page. The rule does not set a separate or longer period for records created when the patient was a minor. If an ambulatory surgical facility ceases operation, 10A NCAC 13C .1002(e) requires an arrangement for preservation of the records and written notice to the Department.
Licensed Abortion Clinics
A separate subchapter, 10A NCAC 13S, is titled "Licensure of Suitable Facilities for the Performance of Surgical Abortions." It defines a "clinic" as a freestanding facility, neither attached to nor operated by a licensed hospital, that performs abortions completed during the first 12 weeks of pregnancy (10A NCAC 13S .0101(2)), and its authority is G.S. 131E-153.5.
Rule .0321 requires the records of such a clinic to:
- Be preserved in North Carolina for not less than 10 years from the date of the most recent discharge
- Be retained until 3 years after the patient's 18th birthday (age 21) where the patient was a minor
- Be covered by a written plan for destruction of records that ensures confidentiality
- Be preserved for at least 10 years, with written notice to the Division, if the clinic ceases operation
These periods apply to licensed abortion clinics. They are not a general retention rule for non-hospital clinics in North Carolina.
Federal Requirements That Apply in North Carolina
North Carolina providers must comply with both state and federal records retention rules. Where federal law requires a longer retention period than state law, the longer period applies.

HIPAA Requirements
The HIPAA Privacy Rule does not establish a specific retention period for medical records themselves. The U.S. Department of Health and Human Services has stated clearly that "the Privacy Rule does not include medical record retention requirements" and that "state laws generally govern how long medical records are to be retained."
However, HIPAA does impose a 6-year retention requirement for compliance documentation under 45 CFR 164.530(j). Covered entities must retain their privacy policies, procedures, notices of privacy practices, disposition of complaints, and other compliance actions for 6 years from the date of creation or the date when the document was last in effect, whichever is later.
This means that while HIPAA does not tell you how long to keep a patient's chart, it does require you to keep proof of your compliance activities for at least 6 years.
CMS and Medicare Requirements
Providers participating in Medicare must meet the Conditions of Participation under 42 CFR Part 482. For medical records, 42 CFR 482.24 requires hospitals to retain records in their original or legally reproduced form for a period of at least five years, a federal floor that North Carolina's state requirements already exceed.
Additional federal retention periods include:
| Program | Retention Period | Authority |
|---|---|---|
| Documentation supporting ordered, certified, referred or prescribed Part A/B items and services | 7 years from date of service | 42 CFR 424.516(f) |
| Medicare Advantage (Part C) | 10 years | 42 CFR 422.504(d) |
| Medicare Part D (prescription) | 10 years | 42 CFR 423.505 |
| HIPAA compliance documents | 6 years | 45 CFR 164.530(j) |
For a North Carolina hospital that participates in Medicare, the state's 11-year rule for adult records already exceeds the five-year floor in 42 CFR 482.24. The seven-year period in 42 CFR 424.516(f) is a narrower, separate obligation: it applies to the written and electronic documentation relating to orders, certifications, referrals, prescriptions and requests for payment for Part A or B services, items or drugs, and it binds both the provider furnishing those items and the practitioner who ordered them. It is not a blanket seven-year rule for every Part A/B provider's patient charts. Hospitals with Medicare Advantage contracts should also be aware of the 10-year requirement under Part C.
Patient Access to Medical Records in North Carolina
Patients in North Carolina have a right to access their medical records under both state and federal law.
State Law on Patient Access
Under N.C. Gen. Stat. 90-411, healthcare providers may charge a reasonable fee to cover the costs of searching, handling, copying, and mailing medical records to a patient or the patient's designated representative:
- First 25 pages: Up to $0.75 per page
- Pages 26 through 100: Up to $0.50 per page
- Pages over 100: Up to $0.25 per page
- Minimum fee: Up to $10.00 (inclusive of copying costs)
These fee caps apply to general patient and representative record requests. G.S. 90-411 expressly excludes requests made by DHHS Disability Determination Services on behalf of a Social Security or SSI disability applicant, and workers' compensation records are billed separately under the NC Industrial Commission's fee schedule (G.S. 97-26.1). HIPAA's fee limitations also apply to general patient requests.
HIPAA Right of Access
Under the HIPAA Privacy Rule at 45 CFR 164.524, patients have a right to access their protected health information maintained in a designated record set. Providers must respond to access requests within 30 days (with one 30-day extension allowed). Under HIPAA, covered entities may only charge a reasonable, cost-based fee for copies.
Hospitals participating in Medicare must also comply with the CMS Conditions of Participation, which state that patients have a right to access their current medical records in the form and format requested, within a reasonable time frame.
Records Ownership in North Carolina
Under 10A NCAC 13B .3903, medical records are the property of the hospital. They remain the property of the hospital except through a court order. This means that while patients have a right to access and obtain copies, the original records belong to the facility.
This ownership principle applies to hospital records specifically. For physician practices, the general legal principle in North Carolina is similar: the provider owns the physical record, but the patient has a right to the information contained within it.
Hospital Closure and Records Preservation
North Carolina has specific requirements for what happens to medical records when a hospital closes. Under 10A NCAC 13B .3903:

Required Steps When a Hospital Closes
-
Notify the Division: The hospital's management must inform the NC Division of Health Service Regulation where records will be stored.
-
Arrange retrieval services: Records must be placed with a business offering medical record storage and retrieval services for at least 11 years after the closure date.
-
Maintain minor records: Records of minor patients must still be retained until the patient's 30th birthday, even after closure.
-
Maintain confidentiality: Under 10A NCAC 13B .3902(e), records must be stored so as to provide protection from loss, damage and unauthorized access.
These closure requirements protect patients who may need their records for ongoing care, insurance purposes, or legal matters long after a facility has shut down.
What Happens in Practice
When hospitals close in North Carolina, they typically contract with a medical records storage and retrieval company. These companies maintain the records, respond to authorized requests for copies, and ensure HIPAA-compliant security. The NC Division of Health Service Regulation maintains information about where closed facility records are stored.
If you need records from a closed North Carolina hospital, contact the Division of Health Service Regulation at the NC Department of Health and Human Services for assistance locating your records.
Proper Destruction of Medical Records
When medical records have met their retention period in North Carolina, they may be destroyed. However, destruction must follow specific protocols to protect patient privacy.
HIPAA Destruction Standards
The HHS Office for Civil Rights requires that covered entities implement reasonable safeguards when disposing of protected health information. Acceptable methods for paper records include:
- Shredding
- Burning
- Pulping
- Pulverizing
For electronic records, acceptable methods include:
- Clearing (overwriting data on media)
- Purging (degaussing or using cryptographic erase)
- Physical destruction of the storage media
Records may never be placed in dumpsters, recycling bins, or other receptacles accessible to unauthorized persons.
North Carolina Requirements
The NC Medical Care Commission hospital rules address one step before destruction. Under 10A NCAC 13B .3903(d), the original of a digitally archived medical record may not be destroyed until the medical records department has had an opportunity to review the digital record for content. Beyond that, Section .3900 of the hospital rules does not prescribe a destruction procedure, so a facility's own records policy and the HIPAA disposal standards above govern the rest of the process.
Digital Archiving and Electronic Records
North Carolina regulations permit digital archiving of medical records. Under 10A NCAC 13B .3903, the manager of medical records may authorize digital archiving on-site or off-site, provided that:
- The facility ensures confidentiality and safekeeping of records
- Original records are not destroyed until the medical records department has had an opportunity to review the digital record for content
- Digital records are maintained for the same retention periods as original records
- Access controls comply with both state law and HIPAA
Only personnel authorized under state law and HIPAA regulations may access records, whether in paper or electronic form. Patient authorizations for record release must be maintained in the original record as authority for the disclosure.
Statute of Limitations Connection
Understanding why North Carolina sets these retention periods requires looking at the state's statute of limitations for medical malpractice.
Under N.C. Gen. Stat. 1-15(c), applying the health care provider and medical malpractice action definitions in N.C. Gen. Stat. 90-21.11:
- Medical malpractice actions must be commenced within 3 years from the last act giving rise to the cause of action
- No action may be brought more than 4 years from the last act, regardless of discovery
- For foreign objects left in the body, the limit extends to 1 year after discovery but no more than 10 years from the last act
For minors, N.C. Gen. Stat. 1-17(c) governs medical malpractice claims specifically and overrides the general age-19 tolling rule in subsection (b). If the normal limitation period would otherwise expire before the minor turns 10, the action may still be brought until the minor's 10th birthday, with narrow extensions only where abuse, neglect, or state custody is involved.
The 11-year hospital retention period and the age-30 minor retention period both provide comfortable margins beyond these limitation periods. Records remain available not just for the duration of potential legal exposure but for years afterward.
Summary of North Carolina Medical Records Retention Periods
| Facility Type | Adult Records | Minor Records | Authority |
|---|---|---|---|
| Hospitals | 11 years after discharge | Until age 30 | 10A NCAC 13B .3903 |
| Ambulatory surgical facilities | Not less than 20 years | Not less than 20 years (no separate minor rule) | 10A NCAC 13C .1002(d) |
| Nursing facilities | 5 years after discharge | Until age 19 (plus G.S. 1-17 extension) | 10A NCAC 13D .2402 |
| Licensed abortion clinics | 10 years after most recent discharge | Until age 21 | 10A NCAC 13S .0321 |
| Private physicians | No specific statute (11 years recommended) | No specific statute (age 30 recommended) | NC Medical Board guidance |
| Part A/B order and payment-request documentation | 7 years from date of service | Same | 42 CFR 424.516(f) |
| Medicare Advantage | 10 years | Same | 42 CFR 422.504(d) |
Frequently Asked Questions
How long do hospitals in North Carolina have to keep medical records?
North Carolina hospitals must retain adult patient medical records for a minimum of 11 years after discharge under 10A NCAC 13B .3903. For patients who were minors at the time of treatment, records must be kept until the patient turns 30. These are among the longest retention requirements in the country.
Can I get my medical records from a hospital that closed in North Carolina?
Yes. When a hospital closes in North Carolina, it is required to store records with a retrieval service provider for at least 11 years after the closure date. The hospital must notify the NC Division of Health Service Regulation where records are stored. Contact the Division or the NC Department of Health and Human Services for help locating your records.
Does HIPAA require medical records to be kept for a certain number of years?
No. The HIPAA Privacy Rule does not set a retention period for medical records. The U.S. Department of Health and Human Services has confirmed that state laws govern medical records retention. However, HIPAA does require covered entities to retain compliance documentation (policies, procedures, complaint records) for 6 years under 45 CFR 164.530(j).
How long must North Carolina physicians keep patient records?
North Carolina does not have a specific statute setting a mandatory retention period for private physician practices. The North Carolina Medical Board recommends that physicians prioritize patient healthcare needs when deciding retention periods. Most healthcare attorneys advise following the hospital standard of 11 years for adults and until age 30 for minors to minimize legal risk.
What are the rules for destroying medical records in North Carolina?
Medical records that have met their required retention period may be destroyed using HIPAA-compliant methods such as shredding, burning, pulping, or pulverizing for paper records, and clearing, purging, or physical destruction for electronic media. Under 10A NCAC 13B .3903(d), a hospital may not destroy the original of a digitally archived record until the medical records department has had an opportunity to review the digital record for content. The hospital rules in Section .3900 do not add a public notice step before destruction.
Updates
Corrected the non-hospital facility rules: added the 20-year retention floor for ambulatory surgical facilities under 10A NCAC 13C .1002(d), rescoped 10A NCAC 13S .0321 to licensed abortion clinics rather than non-hospital clinics generally, removed two destruction duties that do not appear in the hospital rules, and narrowed the 7-year federal figure to the Part A/B order documentation it actually covers.
Independently fact-checked against the cited primary sources; governing law re-checked for recent changes
Corrected 5 statute-attribution/legal-fact errors verified against primary sources.
Corrected the Nursing Facility Records table and prose, which still attributed medical-malpractice minor tolling to G.S. 1-17(b) instead of the malpractice-specific (c) subsection with its age-10 floor.
Governing law re-checked for recent changes
Corrected two restatements claiming 42 CFR 482.24 sets no federal minimum and defers to state law; the linked federal regulation actually sets an explicit 5-year floor for hospital medical records.
Governing law re-checked for recent changes
Reviewed and approved by an editor
The Law Behind This Article
This article rests on the statutory provisions below, held in our own legal record and retrieved from the official source. Tap a section to read the operative text.
North Carolina General Statutes, Chapter 90: Medicine and Allied Occupations.
§ 90-411Record copy feeIn force
A health care provider may charge a reasonable fee to cover the costs incurred in searching, handling, copying, and mailing medical records to the patient or the patient's designated representative. The maximum fee for each request shall be seventy-five cents (75¢) per page for the first 25 pages, fifty cents (50¢) per page for pages 26 through 100, and twenty-five cents (25¢) for each page in excess of 100 pages, provided that the health care provider may impose a minimum fee of up to ten dollars ($10.00), inclusive of copying costs. If requested by the patient or the patient's designated representative, nothing herein shall limit a reasonable professional fee charged by a physician for the review and preparation of a narrative summary of the patient's medical record. Charges for medical records and reports related to claims under Article 1 of Chapter 97 of the General Statutes shall be governed by the fees established by the North Carolina Industrial Commission pursuant to G.S. 97-26.1.
Official text (excerpt) · last checked 2026-07-29 · Read the full text in our law library · Verify at ncleg.gov
Cited in 1 court opinions in our collectionLatest citing opinion in our collection: 2003
Opinions citing this section in our collection:
- Street v. Smart Corp. (Court of Appeals of North Carolina 2003, 157 N.C. App. 303)“…ess of the amount allowable under North Carolina state law, G.S. § 90-411. Plaintiff also alleged that defendant’…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
§ 90-21.11DefinitionsIn force
The following definitions apply in this Article: (1) Health care provider. - Without limitation, any of the following: a. A person who pursuant to the provisions of Chapter 90 of the General Statutes is licensed, or is otherwise registered or certified to engage in the practice of or otherwise performs duties associated with any of the following: medicine, surgery, dentistry, pharmacy, optometry, midwifery, osteopathy, podiatry, chiropractic, radiology, nursing, physiotherapy, pathology, anesthesiology, anesthesia, laboratory analysis, rendering assistance to a physician, dental hygiene, psychiatry, or psychology. b. A hospital, a nursing home licensed under Chapter 131E of the General Statutes, or an adult care home licensed under Chapter 131D of the General Statutes. c. Any other person who is legally responsible for the negligence of a person described by sub-subdivision a. of this subdivision, a hospital, a nursing home licensed under Chapter 131E of the General Statutes, or an adult care home licensed under Chapter 131D of the General Statutes. d. Any other person acting at the direction or under the supervision of a person described by sub-subdivision a.
Official text (excerpt) · last checked 2026-07-29 · Read the full text in our law library · Verify at ncleg.gov
Cited in 146 court opinions in our collectionLatest citing opinion in our collection: 2026
Opinions citing this section in our collection:
- Horton v. Carolina Medicorp, Inc. (Supreme Court of North Carolina 1996, 344 N.C. 133)“…sional services by a health care provider as defined in N.C.G.S. § 90-21.11. Watts v. Cumberland Co. Hosp. Sys.,…”
- Watts v. Cumberland County Hospital System, Inc. (Court of Appeals of North Carolina 1985, 75 N.C. App. 1)“…yetteville; that he is a health care provider as defined in G.S. 90-21.11; that in late 1974 or 1975 she began tr…”
- Brisson v. Kathy A. Santoriello, M.D., P.A. (Supreme Court of North Carolina 2000, 351 N.C. 589)“…medical malpractice by a health care provider as defined in G.S. 90-21.11 in failing to comply with the applicabl…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
North Carolina General Statutes, Chapter 1: Civil Procedure.
§ 1-17DisabilitiesIn force
(a) A person entitled to commence an action who is under a disability at the time the cause of action accrued may bring his or her action within the time limited in this Subchapter, after the disability is removed, except in an action for the recovery of real property, or to make an entry or defense founded on the title to real property, or to rents and services out of the real property, when the person must commence his or her action, or make the entry, within three years next after the removal of the disability, and at no time thereafter. For the purpose of this section, a person is under a disability if the person meets one or more of the following conditions: (1) The person is within the age of 18 years. (2) The person is insane. (3) The person is incompetent as defined in G.S. 35A-1101(7) or (8). (a1) For those persons under a disability on January 1, 1976, as a result of being imprisoned on a criminal charge, or in execution under sentence for a criminal offense, the statute of limitations shall commence to run and no longer be tolled from January 1, 1976.
Official text (excerpt) · last checked 2026-07-29 · Read the full text in our law library · Verify at ncleg.gov
Cited in 63 court opinions in our collectionLatest citing opinion in our collection: 2026
Opinions citing this section in our collection:
- Shearin v. Lloyd (Supreme Court of North Carolina 1957, 246 N.C. 363)“…the removal of the disability, and at no time thereafter.” G.S. 1-17; G.S. 1-20; White v. Scott,…”
- Bryant v. Adams (Court of Appeals of North Carolina 1994, 116 N.C. App. 448)“…ility action, G.S. § 1-50(6), is tolled by the operation of G.S. § 1-17, the statutory provision which allows a…”
- King by and Through Small v. Albemarle Hospital Authority (Supreme Court of North Carolina 2018, 370 N.C. 467)“…e Court of Appeals, arguing that the plain language of N.C.G.S. § 1-17(b) tolled the statute of limitations pe…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Code of Federal Regulations Title 42
§ 482.24Condition of participation: Medical record services.In forcecited in 52 of our articles
The hospital must have a medical record service that has administrative responsibility for medical records. A medical record must be maintained for every individual evaluated or treated in the hospital. (a) Standard: Organization and staffing. The organization of the medical record service must be appropriate to the scope and complexity of the services performed. The hospital must employ adequate personnel to ensure prompt completion, filing, and retrieval of records. (b) Standard: Form and retention of record. The hospital must maintain a medical record for each inpatient and outpatient. Medical records must be accurately written, promptly completed, properly filed and retained, and accessible. The hospital must use a system of author identification and record maintenance that ensures the integrity of the authentification and protects the security of all record entries. (1) Medical records must be retained in their original or legally reproduced form for a period of at least 5 years. (2) The hospital must have a system of coding and indexing medical records. The system must allow for timely retrieval by diagnosis and procedure, in order to support medical care evaluation studies.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 18 court opinions in our collectionLatest citing opinion in our collection: 2024
In the courts (editorial summary, independently checked):United States ex rel. Janssen v. Lawrence Memorial Hospital (2020) held the accurate medical record duty in 42 C.F.R. 482.24 is a generic regulatory requirement that does not establish False Claims Act materiality. United States Ex Rel. El-Amin v. George Washington University (2008) applied 482.24(c) to record completion evidence.
Opinions citing this section in our collection:
- United States ex rel. Janssen v. Lawrence Memorial Hospital (Court of Appeals for the Tenth Circuit 2020, 949 F.3d 533)✓A relator alleged the hospital falsified patient arrival times to raise its Medicare quality-program payments. The court held the general duty to keep accurate medical records under 42 C.F.R. 482.24 does not address those programs and cannot show False Claims Act materiality.
- United States Ex Rel. El-Amin v. George Washington University (District Court, District of Columbia 2008, 533 F. Supp. 2d 12)✓Nurse anesthetists claimed the hospital billed Medicare as though anesthesiologists performed whole procedures. Citing the 30-day rule in 42 C.F.R. 482.24(c)(2), the court excluded late-signing evidence, and excluded mass-signing evidence too though (c)(1) made it probative.
- NATIONAL ASS'N OF PSYCHIATRIC HEALTH SYSTEM v. Shalala (District Court, District of Columbia 2000, 120 F. Supp. 2d 33)“…to preexisting recordkeeping requirements, as specified in 42 C.F.R. § 482.24 . 7 . Proposed Rul…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: How Long Do Hospitals Keep Medical Records? (2026), How to Find Old Medical Records Online, Medical Records Retention Laws by State (2026 Guide)
§ 424.516Additional provider and supplier requirements for enrolling and maintaining active enrollment status in the Medicare program.In forcecited in 15 of our articles
(a) Certifying compliance. CMS enrolls and maintains an active enrollment status for a provider or supplier when that provider or supplier certifies that it meets, and continues to meet, and CMS verifies that it meets, and continues to meet, all of the following requirements: (1) Compliance with title XVIII of the Act and applicable Medicare regulations. (2) Compliance with Federal and State licensure, certification, and regulatory requirements, as required, based on the type of services or supplies the provider or supplier type will furnish and bill Medicare. (3) Not employing or contracting with individuals or entities that meet either of the following conditions: (i) Excluded from participation in any Federal health care programs, for the provision of items and services covered under the programs, in violation of section 1128A(a)(6) of the Act. (ii) Debarred by the General Services Administration (GSA) from any other Executive Branch procurement or nonprocurement programs or activities, in accordance with the Federal Acquisition and Streamlining Act of 1994, and with the HHS Common Rule at 45 CFR part 76.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 7 court opinions in our collectionLatest citing opinion in our collection: 2024
Opinions citing this section in our collection:
- United States Ex Rel. Westmoreland v. Amgen, Inc. (District Court, D. Massachusetts 2011, 812 F. Supp. 2d 39)“…recon *52 dition of payment can be found in 42 C.F.R. § 424.516 (a)(1), which states that “CMS enrolls…”
- Johnson v. Kelly (District Court, W.D. Oklahoma 2024)“…care laws, regulations, and program instructions. Id. ¶ 22; 42 C.F.R. § 424.516(a). To that end, a healthcare provider…”
- LILIA GOROVITS, M.D., P.C. v. AZAR (District Court, E.D. Pennsylvania 2021)“…2 Pursuant to 42 C.F.R. § 424.516(d)(1)(ii), Medicare physicians are requ…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Louisiana Medical Records Retention Laws (2026 Guide), Mississippi Medical Records Retention Laws (2026 Guide), New York Medical Records Retention Laws (2026 Guide)
§ 422.504Contract provisions.In forcecited in 4 of our articles
The contract between the MA organization and CMS must contain the following provisions: (a) Agreement to comply with regulations and instructions. The MA organization agrees to comply with all the applicable requirements and conditions set forth in this part and in general instructions. Compliance with the terms of this paragraph (a) is material to the performance of the MA contract. The MA organization agrees— (1) To accept new enrollments, make enrollments effective, process voluntary disenrollments, and limit involuntary disenrollments, as provided in subpart B of this part. (2) That it will comply with the prohibition in § 422.110 on discrimination in beneficiary enrollment. (3) To provide— (i) The basic benefits as required under § 422.101 and, to the extent applicable, supplemental benefits under § 422.102; and (ii) Access to benefits as required under subpart C of this part; (iii) In a manner consistent with professionally recognized standards of health care, all benefits covered by Medicare.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 41 court opinions in our collectionLatest citing opinion in our collection: 2025
Opinions citing this section in our collection:
- United States Ex Rel. Wilkins v. United Health Group, Inc. (Court of Appeals for the Third Circuit 2011, 659 F.3d 295)“…on requiring that the organization comply with the AKS. See 42 C.F.R. §§ 422.504(h) (“The MA organization agrees to comp…”
- United States ex rel. Silingo v. Wellpoint, Inc. (Court of Appeals for the Ninth Circuit 2018, 904 F.3d 667)“…ata it submits ... are accurate, complete, and truthful." 42 C.F.R. § 422.504 (l)(2). We have explained that a certi…”
- Medical Card System, Inc. v. Equipo Pro Convalecencia (District Court, D. Puerto Rico 2008, 587 F. Supp. 2d 384)“…1395w-26(b)(3), expressly preempts state law remedies and 42 C.F.R. §§ 422.504 (g) requires Defendants to provide cont…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Wyoming Medical Records Retention Laws (2026 Guide), North Dakota Medical Records Retention Laws (2026 Guide)
§ 423.505Contract provisions.In forcecited in 3 of our articles
(a) General rule. The contract between the Part D plan sponsor and CMS must contain the provisions specified in paragraph (b) of this section. (b) Requirements for contracts. The Part D plan sponsor agrees to— (1) All the applicable requirements and conditions set forth in this part and in general instructions. (2) Accept new enrollments, make enrollments effective, process voluntary disenrollments, and limit involuntary disenrollments, as provided in subpart B of this part. (3) Comply with the prohibition in § 423.34(a) on discrimination in beneficiary enrollment. (4) Provide the basic prescription drug coverage as defined under § 423.100 and, to the extent applicable, supplemental benefits as defined in § 423.100. (Fallback entities may offer only standard prescription drug coverage as specified in § 423.855.) (5) Disclose information to beneficiaries in the manner and the form specified by CMS under § 423.128. (6) Operate quality assurance, cost and utilization management, medication therapy management, and support e-prescribing as required under subpart D of this part.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 28 court opinions in our collectionLatest citing opinion in our collection: 2025
Opinions citing this section in our collection:
- United States ex rel. Spay v. CVS Caremark Corp. (District Court, E.D. Pennsylvania 2012, 913 F. Supp. 2d 125)“…bid submission data, and any other data specified by CMS. 42 C.F.R. § 423.505 (k)(l). If the claims data has been gen…”
- United States ex rel. Wood v. Allergan, Inc. (District Court, S.D. New York 2017, 246 F. Supp. 3d 772)“…id the antkickback statute (section 1128B(b) of the Act).” 42 C.F.R. § 423.505 (h)(1). Indeed, CMS regulations require…”
- Pharmaceutical Care Management v. Nizar Wehbi (Court of Appeals for the Eighth Circuit 2021, 18 F.4th 956)“…uch “terms and conditions” to be “reasonable and relevant,” 42 C.F.R. § 423.505(b)(18), recognizing that they must refl…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Arizona Medical Records Retention Laws (2026 Guide)
Code of Federal Regulations Title 45
§ 164.524Access of individuals to protected health information.In forcecited in 23 of our articles
(a) Standard: Access to protected health information —(1) Right of access. Except as otherwise provided in paragraph (a)(2) or (a)(3) of this section, an individual has a right of access to inspect and obtain a copy of protected health information about the individual in a designated record set, for as long as the protected health information is maintained in the designated record set, except for: (i) Psychotherapy notes; and (ii) Information compiled in reasonable anticipation of, or for use in, a civil, criminal, or administrative action or proceeding. (2) Unreviewable grounds for denial. A covered entity may deny an individual access without providing the individual an opportunity for review, in the following circumstances. (i) The protected health information is excepted from the right of access by paragraph (a)(1) of this section.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 88 court opinions in our collectionLatest citing opinion in our collection: 2026
In the courts (editorial summary, independently checked):Webb v. Smart Document Solutions, LLC (2007) held the reduced, cost-based fee in section 164.524(c)(4) applies only when the individual himself requests his records, not a law firm acting as his agent. Ciox Health, LLC v. Hargan (2020) vacated 2016 guidance that extended that patient rate to third-party directives.
Opinions citing this section in our collection:
- Webb v. Smart Document Solutions, LLC (Court of Appeals for the Ninth Circuit 2007, 499 F.3d 1078)✓A law firm ordered its client's hospital records and was billed a copying company's higher third-party rate; the Ninth Circuit held Section 164.524(c)(4)'s cost-based fee limit applies only when the individual or a personal representative asks, not an attorney acting as agent.
- Evenson v. Hartford Life & Annuity Insurance (District Court, M.D. Florida 2007, 244 F.R.D. 666)✓A therapist refused a subpoena for her psychotherapy notes, citing Section 164.524(a)(1)'s exclusion of those notes from a patient's right of access; the court held that exclusion governs only individual access, not discovery, and ordered the notes produced.
- Ciox Health, LLC v. Hargan (District Court, District of Columbia 2020)“…fee that can be charged for such production. See generally 45 C.F.R. § 164.524. For requests brought by an individual…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Medical Records Retention Laws by State (2026 Guide), Arkansas Medical Records Retention Laws (2026 Guide), Kentucky Medical Records Retention Laws (2026 Guide)
§ 164.530Administrative requirements.In forcecited in 40 of our articles
(a)(1) Standard: Personnel designations. (i) A covered entity must designate a privacy official who is responsible for the development and implementation of the policies and procedures of the entity. (ii) A covered entity must designate a contact person or office who is responsible for receiving complaints under this section and who is able to provide further information about matters covered by the notice required by § 164.520. (2) Implementation specification: Personnel designations. A covered entity must document the personnel designations in paragraph (a)(1) of this section as required by paragraph (j) of this section. (b)(1) Standard: Training. A covered entity must train all members of its workforce on the policies and procedures with respect to protected health information required by this subpart and subpart D of this part, as necessary and appropriate for the members of the workforce to carry out their functions within the covered entity. (2) Implementation specifications: Training.
Official text (excerpt) · last checked 2026-07-28 · Read the full text in our law library · Verify at ecfr.gov
Cited in 23 court opinions in our collectionLatest citing opinion in our collection: 2025
In the courts (editorial summary, independently checked):Surprise v. Innovation Group, Inc. (2013) applied 45 CFR 164.530(c), noting it requires appropriate safeguards but does not specify what they must be, and rejected a wrongful discharge claim resting on it. Baum v. KEYSTONE MERCY HEALTH PLAN (2011) treated the same duty as background to state tort claims and remanded.
Opinions citing this section in our collection:
- Baum v. KEYSTONE MERCY HEALTH PLAN (District Court, E.D. Pennsylvania 2011, 826 F. Supp. 2d 718)✓A lost flash drive exposed health data on 280,000 insured children, and a parent sued in state court for negligence per se. The court held that resting the claim on the HIPAA safeguard rule at 45 C.F.R. 164.530(c)(2)(i) raised no substantial federal question, and remanded.
- Surprise v. Innovation Group, Inc. (District Court, D. Massachusetts 2013, 925 F. Supp. 2d 134)✓An employee fired after complaining that health-information documents went into unsecured trash sued for wrongful discharge. The court read 45 C.F.R. 164.530(c) to require safeguards without prescribing a method, and held HIPAA disposal rules are not well-defined public policy.
- Michael Terpin v. at and T Mobility LLC (Court of Appeals for the Ninth Circuit 2024, 118 F.4th 1102)“…viders to protect patients’ “protected health information.” 45 C.F.R. § 164.530(c)(1); Moore, 299 Cal. Rptr. 3d at 561.…”
Identified automatically from the court opinions citing this section — not a ranking of which case controls.
Also relied on in: Alaska Medical Records Retention Laws (2026 Guide), District of Columbia Medical Records Retention Laws (2026 Guide), Delaware Medical Records Retention Laws (2026 Guide)
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Sources and References
- 10A NCAC 13B .3903 - Preservation of Medical Records (Hospitals)(law.cornell.edu)
- NC General Assembly - Chapter 131E (Hospital Licensing)(ncleg.gov).gov
- 10A NCAC 13D .2402 - Preservation of Medical Records (Nursing Facilities)(law.cornell.edu)
- NC Medical Board - Medical Records Position Statement(ncmedboard.org)
- HHS - Does HIPAA Require Medical Record Retention?(hhs.gov).gov
- 45 CFR 164.530 - HIPAA Administrative Requirements(ecfr.gov).gov
- 42 CFR 482.24 - CMS Conditions of Participation: Medical Record Services(ecfr.gov).gov
- N.C. Gen. Stat. 90-411 - Record Copy Fee(ncleg.net).gov
- N.C. Gen. Stat. 1-17 - Statute of Limitations for Minors(ncleg.gov).gov
- 45 CFR 164.524 - HIPAA Right of Access(ecfr.gov).gov
- HHS - HIPAA Disposal Requirements(hhs.gov).gov
- NC DHHS - Division of Health Service Regulation(ncdhhs.gov).gov
- N.C. Gen. Stat. 90-21.11 - Medical Malpractice Actions(ncleg.gov).gov
- 10A NCAC 13C .1002 - Individual Patient Records (Ambulatory Surgical Facilities), official NC OAH text(reports.oah.state.nc.us)
- 10A NCAC 13S .0321 - Medical Records (Licensed Abortion Clinics), official NC OAH text(reports.oah.state.nc.us)
- 10A NCAC 13B .3903 - Preservation of Medical Records (Hospitals), official NC OAH text(reports.oah.state.nc.us)
- 10A NCAC 13D .2402 - Preservation of Medical Records (Nursing Facilities), official NC OAH text(reports.oah.state.nc.us)
- 42 CFR 424.516(f) - Maintaining and providing access to documentation (7-year order documentation rule)(ecfr.gov)